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Reasonable Care Due Diligence

Mintz

EB-5 Due Diligence Matters

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Private placement offerings are an increasingly active part of the securities business. One especially complicated and emerging area of private placements is the EB-5 Investor Visa Regional Center Program. Under the current...more

Carlton Fields

Third Circuit Adopts Constructive Knowledge Standard To Reverse Vacatur Of Award

Carlton Fields on

The Third Circuit reversed an order vacating an arbitration award after concluding that the plaintiff had waived its right of waiver. In the decision, the Third Circuit joined the First, Second, Eighth, and Ninth Circuits in...more

Goodwin

SEC Staff Issues New Guidance on Rule 506 Bad Actor Disqualification

Goodwin on

The staff of the SEC’s Division of Corporation Finance posted additional Compliance and Disclosure Interpretations (see Questions 260.14 through 260.27) to the SEC website that address the “bad actor” disqualification...more

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