RTS

News & Analysis as of

UK Financial Regulatory Developments - February #1

FMLC issues addendum to legal uncertainty for CCPs paper - FMLC and the US-based Committee on Capital Markets Regulation (CCMR) have issued an addendum to their comment paper on issues of legal uncertainty relating to...more

UK Financial Regulatory Developments - January 2016 #15

DWP issues guidance on pensions advice requirements - DWP has issued a factsheet for pension scheme providers on which pension benefits with a guaranteed annuity rate are safeguarded for the purpose of the new advice...more

UK Financial Regulatory Developments - January 2016 #5

ESAs correct PRIIPs KID formulae - The European Supervisory Authorities (ESAs – EIOPA, ESMA and EBA jointly) have published corrections to two of the formulae in their consultation on draft regulatory technical standards...more

UK Financial Regulatory Developments - January 2016 #1

TIA publishes guidance on paperless transfers - TIA has published industry guidance on paperless renunciation or transfer of units or shares in authorised investment funds. The guidance sets out measures that operators...more

EBA consults on market risk model methodology

EBA is consulting on draft Regulatory Technical Standards (RTS) on how regulators assess the significance of positions included within the scope of market risk internal models, and the methodology they should use to assess...more

EBA consults on passporting under PSD2

EBA is consulting on draft RTS on the framework for cooperation and exchange of information between competent authorities for passporting under the revised Payment Services Directive (PSD2)....more

EBA defines harmonised prudential requirements for CSDs

EBA has published its draft RTS on prudential requirements for Central Securities Depositories (CSDs). The RTS set out the prudential framework that will apply to both CSDs offering banking-type ancillary services and...more

EBA publishes final draft BRRD RTS

EBA has published various final draft RTS related to the bail-in resolution under the BRRD, specifically on: - the methodology for the valuation of derivative liabilities for the purpose of bail-in in resolution, based...more

ESMA consults on EMIR MOPR for CCP accounts

ESMA is consulting on a review of Article 26 of the RTS on requirements for CCPs on the time horizons for the liquidation period under EMIR. ESMA seeks feedback on the length of the margin period of risk (MPOR) for CCPs’...more

ESMA extends consultation on ESEF

ESMA has extended its consultation on RTS on the European Single Electronic Format (ESEF) to 18 January 2016 (see FReD 2 October). ...more

ESMA publishes indirect clearing responses

ESMA has published the responses received to its consultation on draft RTS on indirect clearing arrangements under EMIR and the Markets in Financial Instruments Regulation....more

FICOD RTS on risk concentration and intra-group transactions published in OJEU

The delegated regulation on RTS on risk concentration and intra-group transactions under the FICOD has been published in the OJEU. ...more

EBA Publishes Draft RTS in Relation to the BRRD

The EBA has published the following draft RTS in connection with the Bank Recovery and Resolution Directive (2014/59/EU) (BRRD): A document setting out final draft RTS and guidelines on the business reorganization plans to be...more

EBA Publishes Reports, Guidelines and Draft RTS in Relation to the CRR

The European Banking Authority (“EBA”) has published the following documents in connection with the Capital Requirements Regulation (Regulation 575/2013) (“CRR”): Final guidelines on limits on exposures to shadow...more

FMLC reports on uncertainty in indirect clearing

FMLC has published its report on legal uncertainties arising in the context of indirect clearing of exchange traded derivatives under EMIR and MiFIR. FMLC determines that most of the uncertainties which arose from the first...more

EBA Final Draft RTS on Prudential Requirements for CSDS

On December 16, the EBA published its final report setting out draft RTS on prudential requirements for central securities depositories (“CSDs”) under the Regulation on improving securities settlement and regulating CSDs...more

Blog: Passporting Under PSD2: An EBA Consultation Paper Is Born

The European Banking Authority has published a Consultation Paper (CP) and draft Regulatory Technical Standards (RTS) on the “framework for cooperation and exchange of information between competent authorities for passport...more

MiFID 2: FCA Publishes MiFID 2 Markets Consultation

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and Regulation (MiFID 2) package, and the rumours of a delay to the implementation...more

Contractual Recognition of Bail-In – Are You Ready?

The aim of the EU Bank Recovery and Resolution Directive (the “BRRD”) is to establish a framework for the recovery and resolution of EU credit institutions and significant investment firms and to equip EU national authorities...more

EBA consults on payment card schemes draft RTS

EBA is consulting on its draft regulatory technical standards (RTS) on the separation of payment card schemes and processing entities under Article 7(6) of the Interchange Fee Regulation (IFR). ...more

EBA consults on authentication and communication under PSD2

EBA is consulting on the principles it should take into account when drafting RTS on strong customer authentication and secure communication, which it expects to be asked to do under the revised Payment Services Directive...more

ESMA Publishes MiFID II Delay Analysis

As discussed in last week’s Corporate & Financial Weekly Digest, on November 18, the European Securities and Markets Authority (ESMA) published a note relating to delays in the “go-live date” of certain Markets in Financial...more

EBA consults on draft liquidity RTS

EBA is consulting on draft Regulatory Technical Standards (RTS) related to liquidity requirements for cross-border intragroup financial support under stress conditions. These RTS specify the additional objective criteria for...more

ESAs consult on PRIIPS KID

EBA, ESMA and EIOPA (the European Supervisory Authorities – ESAs) are consulting on draft RTS on the layout of the Key Information Document (KID) to be used under the Packaged Retail and Insurance-based Investment Products...more

ESMA consults on indirect clearing

ESMA is consulting on amending regulatory technical standards (RTS) on indirect clearing arrangements for OTC derivatives under the European Market Infrastructure Regulation (EMIR) and on draft RTS for exchange-traded...more

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