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Securities and Exchange Commission (SEC) Data Reporting

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How Compliance Can (and Should) Improve Diversity Efforts

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The U.S. Securities and Exchange Commission recently approved a new listing rule from the Nasdaq stock exchange, requiring that all companies trading on Nasdaq have at least two diverse directors (one woman, one minority) on...more

Goodwin

Financial Services Weekly News - December 2016 #3

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Editor's Note - The End of “Too Big to Fail”? On December 15, the Board of Governors of the Federal Reserve System (Federal Reserve Board) adopted a final rule to strengthen the ability of government authorities to...more

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