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Securities and Exchange Commission (SEC) Department of Corporations

Allen Matkins

President Biden Nominates Former DOC (AKA DBO & DFPI) Attorney To SEC

Allen Matkins on

On Wednesday, President Biden announced that he has nominated Mark Uyeda to serve as a member of the Securities and Exchange Commission.   Mark's work history as an attorney at the SEC should equip him well to serve as a...more

Allen Matkins

California Reverts To Former Securities Anti-Fraud Statute

Allen Matkins on

Readers of this blog will recall my chariness of a 2013 amendment to California’s basic securities anti-fraud statute.  See California Creates Complete Chaos By Rewriting Anti-Fraud Statute, But “We Are Against Fraud Aren’t...more

Allen Matkins

Department Of Corporations Issues Crowd Funding Bulletin

Allen Matkins on

Last week, the Department of Corporations issued this bulletin which it styled as a “Crowdfunding Update”. The Bulletin makes several important points....more

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