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Bennett Jones LLP

Alberta Court of Appeal Concludes ASC Administrative Penalty Does Not Survive Bankruptcy

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Regulatory obligations often conflict with bankruptcy law. It has long been considered a necessary benefit that people get a fresh start through bankruptcy. The law provides for exceptions to this principle, on the basis of...more

Bennett Jones LLP

Alberta Securities Commission Proposes New Prospectus Exemptions for Small Business: Seeks Comments

Bennett Jones LLP on

On March 25, 2021, the Alberta Securities Commission (ASC) proposed two new prospectus exemptions to promote investment opportunities for small businesses in Alberta, and is seeking written submissions with respect to the...more

Blake, Cassels & Graydon LLP

Alberta Increases Access to Private Placements for Institutional Investors

Blake, Cassels & Graydon LLP on

By blanket order granted November 20, 2014, the Alberta Securities Commission (ASC) removed barriers to participation by institutional investors in private placements by foreign issuers by addressing three requirements that...more

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