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Securities › Swap Execution Facilities

Katten Muchin Rosenman LLP

Between Bridges: SEC Declines to Prosecute Issuer of Digital Tokens That It Deems Securities Not Issued in Accordance with US...

Katten Muchin Rosenman LLP on

Yesterday, the Securities and Exchange Commission published a Report of Investigation that concluded that digital tokens issued by an entity for the purpose of raising funds for projects – even if using distributed ledger or...more

Katten Muchin Rosenman LLP

CFTC Staff Issues No-Action Letters Relating to Swaps Trading Platforms in Australia

Katten Muchin Rosenman LLP on

On May 19, the Commodity Futures Trading Commission issued two no-action letters granting relief to certain swaps trading platforms in Australia and participants executing swaps transactions on such platforms....more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest - Volume X, Issue 16

Katten Muchin Rosenman LLP on

In this issue: - SEC Committee to Focus on the Order Protection Rule at Upcoming Meeting - CFTC Issues No-Action Relief to SEFs and DCMs in Connection with Swaps with Operational or Clerical Errors - CFTC...more

Eversheds Sutherland (US) LLP

CFTC Certifies First “Available to Trade” Designation: Certain Interest Rate Swaps Must be Executed on a SEF or DCM Beginning on...

Eversheds Sutherland (US) LLP on

As market participants are aware, certain swaps that are subject to mandatory clearing must be executed on a registered swap execution facility (SEF) or a designated contract market (DCM) (i.e., an exchange) once a swap is...more

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