News & Analysis as of

Self-Regulatory Organizations Settlement

Katten Muchin Rosenman LLP

Bridging the Weeks - July 2019

A trading firm agreed to settle charges brought both by the Commodity Futures Trading Commission and the Chicago Board of Trade that trading activities it engaged in during pre-opening market periods constituted wash sales....more

Manatt, Phelps & Phillips, LLP

Advertising Law - November 2015 #2

It’s a FACT(A): Record Deals Reached Under the Statute - Two record-setting deals were recently reached in Fair and Accurate Credit Transaction Act (FACTA) cases, where the Laboratory Corporation of America and Spirit...more

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