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Hong Kong Securities and Futures Commission Securities and Exchange Commission (SEC)

Skadden, Arps, Slate, Meagher & Flom LLP

Hong Kong Regulatory Update - April 2023

查看中文 This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The Stock Exchange of Hong Kong Limited (HKEx) and their advisers. It...more

Hogan Lovells

What's next for robo-advice? The SFC consults on the proposed guidelines on online distribution and advisory platforms

Hogan Lovells on

With the rapid development of technology, there is an increasing trend of intermediaries providing investment services and distributing investment products over the internet. Whilst the Securities and Futures Commission...more

Dechert LLP

Financial Services Quarterly Report - Fourth Quarter 2012

Dechert LLP on

In This Issue: - Hong Kong SFC Report on Selling Practices - Mandatory Clearing of OTC Derivatives: Intersections Between U.S. and Hong Kong Law - New EU Transparency Regime for Short Positions - Oversight...more

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