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SIFMA Yates Memorandum

McGuireWoods LLP

The Yates Memo and Individual Representation

McGuireWoods LLP on

At the November 2, 2016 Securities Industry and Financial Markets Association (“SIFMA”) Compliance and Legal Society Regional Seminar in New York, a SIFMA panel discussed the “Yates Memo,” its effect on internal...more

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