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SLUSA Life Insurance AXA Equitable Life

Carlton Fields

To Preempt or Not to Preempt - Courts Issue Competing SLUSA Rulings

Carlton Fields on

During two weeks in April, two different courts — the Second Circuit and the New Jersey Superior Court — considered nearly identical allegations regarding variable products and reached diametrically opposed conclusions about...more

Carlton Fields

Alleged Misrepresentations to DFS Warrant SLUSA Preclusion

Carlton Fields on

The Southern District of New York recently granted defendant’s motion to dismiss a putative class action claiming that AXA Equitable Life Insurance Company breached its contractual obligation by implementing a volatility...more

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