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SLUSA Preemption Breach of Contract

A&O Shearman

District Of Nebraska Dismisses Putative Class Action Alleging State-Law Claims Against Brokerage Company As Precluded By SLUSA

A&O Shearman on

On November 15, 2019, Judge Robert F. Rossiter, Jr. of the United States District Court for the District of Nebraska dismissed a putative class action brought by investors who maintained investment accounts at a brokerage...more

Carlton Fields

To Preempt or Not to Preempt - Courts Issue Competing SLUSA Rulings

Carlton Fields on

During two weeks in April, two different courts — the Second Circuit and the New Jersey Superior Court — considered nearly identical allegations regarding variable products and reached diametrically opposed conclusions about...more

BakerHostetler

Ninth Circuit: SLUSA Does Not Bar State Law Breach of Contract Claims

BakerHostetler on

The Securities Litigation Uniform Standards Act of 1998 (“SLUSA”) is a federal law that bars state law securities class actions alleging misrepresentations or omissions related to the purchase or sale of certain covered...more

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