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Stock Options Securities and Exchange Commission (SEC) Cross-Border Transactions

Dorsey & Whitney LLP

State Securities Laws – Granting Options and Equity Comp in the United States

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A Canadian company that proposes to grant stock options or other types of equity compensation to persons in the United States must comply with the securities laws of the state in which the recipient is located, unless the...more

Dorsey & Whitney LLP

New Approach for the Assumption of Options in M&A

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A Canadian SEC reporting company that looks to acquire a company with outstanding equity grants in the United States will frequently need to address the question: What alternatives are available for the assumption of the...more

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