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Stocks Insider Trading Foreign Corrupt Practices Act (FCPA)

Dorsey & Whitney LLP

This Week In Securities Litigation

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This week the SEC and the DOJ filed a settled FCPA action. The disgorgement paid by the issuer put the case at number ten on the list for the largest such amounts paid in an SEC FCPA case....more

Dorsey & Whitney LLP

The SEC: The Future Path of Enforcement (Conclusion)

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Parts I and II of this series looked back at select cases brought by the Commission during 2013. Part III considered the projected path of SEC Enforcement based on remarks by members of the Commission and new initiatives....more

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