News & Analysis as of

Wells Notice Enforcement

Akin Gump Strauss Hauer & Feld LLP

CryptoLink - May 2024 Updates

CryptoLink is a compilation of news stories published by outside organizations. Akin aggregates the stories, but the information contained in them does not necessarily represent the beliefs or opinions of the firm. Akin's May...more

BakerHostetler

Weekly Blockchain Blog - May 2024 #2

BakerHostetler on

Crypto and Web3 Firms Announce Fintech Integrations - A major U.S. fintech firm recently announced a product integration with MoonPay, a Web3 infrastructure company, “that allows MoonPay users in the U.S. to seamlessly buy...more

Seward & Kissel LLP

Our Next Feature Attraction: Securities & Exchange Commission v. Coinbase, Inc.

Seward & Kissel LLP on

...On March 22, 2023, Coinbase, Inc. received a Wells notice from the SEC. A Wells notice is the means by which the staff of the Enforcement Division informs someone it has decided to recommend the Commission bring an...more

Dorsey & Whitney LLP

The U.S. Chamber On SEC Enforcement

Dorsey & Whitney LLP on

The U.S. Chamber of Commerce published a report regarding the enforcement practices of the SEC titled “Examining U.S. Securities and Exchange Commission Enforcement: Recommendations on Current Processes and Practices, July...more

Katten Muchin Rosenman LLP

Investment Management Firm Discloses Wells Notice Over Performance Claims

F-Squared Investments, Inc. (F-Squared), a registered investment manager that provides portfolios of exchange-traded funds (ETFs), recently disclosed that it received a Wells notice from the Securities and Exchange Commission...more

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