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BakerHostetler

2016 Year-End Securities Litigation and Enforcement Highlights

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Welcome to the 2016 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose of this Report is to provide a periodic survey, apart from our team Executive...more

Robins Kaplan LLP

Your Daily Dose of Financial News

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SEC chief Mary Jo White has announced that she’ll be stepping down in early 2017—an expected move that nevertheless drives home the reality of the big changes ahead for the securities industry (and many others)....more

NAVEX

Citadel, a $24-Billion Hedge Fund, Seeks Whistleblower Status

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Just a few months after announcing the first-ever award to an outside whistleblower, federal authorities may be on the verge of expanding the reach of whistleblower incentives even further. Last week, Citadel, the...more

Goodwin

Financial Services Weekly News Roundup - May 2015

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In This Issue – More on the SEC Whistleblower Program. In the April 8 issue of the Roundup we reported on the SEC’s administrative proceedings based on findings that restrictive language in a form confidentiality...more

Stinson - Corporate & Securities Law Blog

SEC Whistleblowers To Receive $125,000

The SEC previously awarded three whistleblowers in a hedge fund case an aggregate of 15% of certain funds collected. The SEC has announced that approximately $170,000 has been administratively forfeited by the defendant...more

BakerHostetler

The Floodgates are Open: Second Whistleblower Award Sparks Speculation Over What's Next

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Last week, the Securities and Exchange Commission (SEC) issued an order awarding three whistleblower awards to tipsters who helped the SEC with its enforcement action against Locust Offshore Management, LLC and its CEO Andrey...more

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