Aaron Palmer on Over The Counter Derivatives (OTC)

Publication par les ACVM des modifications finales aux règles de déclaration des opérations sur dérivés de gré à gré

Le 25 juillet 2024, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont publié les modifications finales (les « modifications ») aux règles de déclaration des opérations sur dérivés de gré à gré applicables...more

9/3/2024 / Canada , Canadian Securities Administration , Derivatives , Over The Counter Derivatives (OTC) , Reporting Requirements

Final Amendments to Canada’s OTC Derivatives Trade Reporting Rules Released

On July 25, 2024, the Canadian Securities Administrators (CSA) published final amendments (Amendments) to the over-the-counter (OTC) derivatives trade reporting rules applicable in each province and territory (including OSC...more

8/27/2024 / Canada , Canadian Securities Administration , Derivatives , Over The Counter Derivatives (OTC) , Reporting Requirements

Les ACVM publient un règlement sur la conduite commerciale en dérivés

Contexte - Après un processus de consultation qui aura duré 10 ans, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont publié le Règlement 93-101 sur la conduite commerciale en dérivés (le « Règlement »),...more

10/18/2023 / Canada , Canadian Securities Administration , Derivatives , Financial Institutions , Over The Counter Derivatives (OTC) , Recordkeeping Requirements , Reporting Requirements

Derivatives Business Conduct Rule Issued by the Canadian Securities Administrators

Background - After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation governing dealing...more

10/6/2023 / Canada , Canadian Securities Administration , Derivatives , Financial Institutions , Over The Counter Derivatives (OTC) , Recordkeeping Requirements , Reporting Requirements

Canadian Securities Administrators Propose Amendments to OTC Derivatives Trade Reporting Rules

The Canadian Securities Administrators (CSA) have published proposed amendments (Proposed Amendments) to the Provincial Trade Reporting Rules (defined below). The Proposed Amendments are meant to streamline Canada’s...more

7/11/2022 / Canada , Canadian Securities Administration , Derivatives , Over The Counter Derivatives (OTC) , Proposed Amendments , Reporting Requirements

CSA Propose Amendments to the Mandatory Derivatives Clearing Rule

On October 12, 2017, the Canadian Securities Administrators (CSA) proposed for comment amendments (Amendments) to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives (NI 94-101), in order to...more

10/20/2017 / Canada , Canadian Securities Administration , Clearing Agencies , Derivatives , Derivatives Clearing Organizations , Over The Counter Derivatives (OTC)

Mandatory Clearing of OTC Derivatives Delayed for Certain Entities

The Canadian Securities Administrators (CSA) have taken steps to postpone until August 20, 2018 the phase-in date of the mandatory clearing requirements set out in National Instrument 94-101 Mandatory Central Counterparty...more

8/17/2017 / Canada , Canadian Securities Administration , Delays , Derivatives , Ontario Securities Commission (OSC) , Over The Counter Derivatives (OTC)

Mandatory OTC Derivatives Clearing Rules Published for Second Round of Comments

On February 24, 2016, the Canadian Securities Administrators (CSA) published a revised Proposed National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives (Proposed Clearing Rule) and a proposed...more

3/1/2016 / Canada , Canadian Securities Administration , Clearing Agencies , Derivatives , Derivatives Clearing Organizations , Over The Counter Derivatives (OTC)

Quebec Blanket Decision Affording Relief for Certain Derivatives Activities to be Revoked in June 2016

The Quebec Autorité des marchés financiers (Authority) is revoking a long-standing blanket decision (Blanket Decision) that exempts persons conducting dealer or adviser activities with accredited investors in respect of...more

9/2/2015 / Canada , Dealers , Derivatives , Exemptions , Investment Adviser , Over The Counter Derivatives (OTC) , Registration Requirement , Revocation

Derivatives End-Users Granted Interim Relief from Trade Reporting Obligations for Inter-Affiliate Transactions

Trade reporting obligations take effect in Ontario, Quebec and Manitoba (Applicable Provinces) on June 30, 2015 and will require over-the-counter (OTC) derivatives transactions between “End-Users” to be reported if either or...more

6/5/2015 / Affiliates , Canada , Canadian Securities Administration , Derivatives , End-Users , Financial Institutions , Ontario Securities Commission (OSC) , Over The Counter Derivatives (OTC) , Recordkeeping Requirements , Reporting Requirements

OTC Derivatives Trading and Clearing Rules Move Closer to Implementation

Canada’s securities regulators have taken two additional steps towards implementing a comprehensive regulatory framework for over-the-counter derivatives (OTC Derivatives) and satisfying Canada’s G20 commitments in respect of...more

2/27/2015 / Canada , Derivatives , G20 , Over The Counter Derivatives (OTC) , Regulatory Standards

Aaron Palmer

Blake, Cassels & Graydon LLP

Popular Topics by This Author

Latest Posts › Over The Counter Derivatives (OTC)