Andrew Lawrence

6/25/2020  /  15 U.S.C. § 78u(d)(5) , Administrative Authority , Business Expenses , Calculation of Damages , Corporate Misconduct , Disgorgement , Enforcement Actions , Equitable Relief , Kokesh v SEC , Lack of Authority , Liu v Securities and Exchange Commission , Net Profits , Remedies , SCOTUS , Securities and Exchange Commission (SEC)

1/30/2020  /  Acquisitions , Administrative Procedure Act , Anti-Discrimination Policies , Anti-Harassment Policies , Anti-Kickback Statute , Antitrust Investigations , Appeals , Arbitration Awards , Attorney General , Backstop Agreements , BEPS , BitLicense , Blockchain , Board of Directors , Bonds , Capital Markets , CFIUS , CFTC , Chapter 11 , Claim Preclusion , Class Action , Commercial Bankruptcy , Common Stock , Congressional Investigations & Hearings , Congressional Subpoenas , Consumer Financial Protection Bureau (CFPB) , Cooperation Agreement , Copyright , Corporate Governance , Corporate Restructuring , Corporate Social Responsibility , Corporate Taxes , Corwin Doctrine , Covenant Lite Deals , Creditors , Cross-Border Transactions , DACA , DE Supreme Court , Debt Financing , Debtors , Department of Justice (DOJ) , Dischargeable Debts , Disgorgement , Disparate Impact , Dodd-Frank , Down Rounds , Drug Pricing , EBITDA , Employee Retirement Income Security Act (ERISA) , Employer Liability Issues , Employment Discrimination , Enforcement Actions , Enforcement of Foreign Judgments , Enterprise Act 2002 , Environmental Social & Governance (ESG) , EU , Fair Housing Act (FHA) , Federal Trade Commission (FTC) , FinTech , FIRRMA , Foreign Acquisitions , Foreign Investment , Foreign Issuers , FRCP 23 , General Data Protection Regulation (GDPR) , General Elections , GILTI tax , High-Yield Markets , Hong Kong , Hong Kong Stock Exchange , Individual Accountability , Initial Public Offering (IPO) , Intellectual Property Litigation , Intercreditor Agreements , International Arbitration , International Litigation , IRS , Issue Preclusion , Japan , Joint Venture , Legislative Agendas , Life Sciences , Listing Rules , Litigation Strategies , Make-Whole Premium , Mergers , MFW , Multinationals , National Security , PCAOB , Pharmaceutical Industry , Political Parties , Preferred Shares , Private Offerings , Privately Held Corporations , Proxy Advisory Firms , Publicly-Traded Companies , Refinancing , Regulatory Agenda , Reporting Requirements , SCOTUS , Securities and Exchange Commission (SEC) , Securities Litigation , Separation of Powers , Shareholder Activism , Shareholder Proposals , Shareholders , Split of Authority , State Labor Laws , Stock Drop Litigation , Tax Cuts and Jobs Act , Tax Litigation , Technology Sector , Third-Party Release Agrements , Transparency , UK , UK Brexit , Valuation , White Collar Crimes

1/24/2020  /  Accredited Investors , Administrative Departments , AFL-CIO , Auditor Independence , Broker-Dealer , Capital Markets , Conflicts of Interest , Disclosure Requirements , Disgorgement , Enforcement Actions , Institutional Investors , Kokesh v SEC , Liu v Securities and Exchange Commission , Modernization , PCAOB , Private Investment Funds , Proxy Advisory Firms , Proxy Voting , Regulation Best Interest , Regulatory Agenda , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Regulation , Share Class Selection Disclosure Initiative (SCSD) , Shareholder Proposals , Statute of Limitations , Testing-the-Waters Communications

11/8/2018  /  Annual Reports , Civil Monetary Penalty , Cyber Crimes , Cybersecurity , Disclosure Requirements , Disgorgement , Enforcement Actions , Fraud , Investor Protection , OCIE , Offering Fraud , Popular , Retail Investors , Securities and Exchange Commission (SEC) , Share Class Structures

6/8/2017  /  Disgorgement , Enforcement Actions , Kokesh v SEC , Penalties , SCOTUS , Securities and Exchange Commission (SEC) , Securities Fraud , Statute of Limitations