Key Takeaways:
- The U.S. Bureau of Economic Analysis (BEA) has announced that it is once again time to file the BE-10 Benchmark Survey of U.S. Direct Investment Abroad. The benchmark survey covers the universe of U.S....more
Form SHL is a five-year mandatory benchmark survey filing commissioned by the Department of the Treasury and administered by the Federal Reserve Bank of New York (“FRBNY”) applicable to all U.S.-resident issuers with foreign...more
8/13/2024
/ Deadlines ,
Filing Requirements ,
Foreign Investment ,
FRBNY ,
Fund Managers ,
Investment Adviser ,
Investment Management ,
Reporting Requirements ,
Securities ,
Securities and Exchange Commission (SEC) ,
TIC-SHL ,
U.S. Treasury
The Securities and Exchange Commission (“SEC”) has announced the adoption of amendments to Regulation S-P (“Amendments”) to modernize and enhance the rules that govern the treatment of consumers’ nonpublic personal...more
5/30/2024
/ Broker-Dealer ,
Customer Information ,
Cybersecurity ,
Data Privacy ,
Data Protection ,
Data Security ,
Enforcement Actions ,
Incident Response Plans ,
Investment Adviser ,
Notice Requirements ,
Personally Identifiable Information ,
Policies and Procedures ,
Regulation S-P ,
Regulatory Requirements ,
Reporting Requirements ,
Risk Assessment ,
Securities and Exchange Commission (SEC)
What is the purpose of the Corporate Transparency Act (“CTA”)?
Effective as of January 1, 2024, the Corporate Transparency Act (“CTA”) imposed new federal reporting obligations on certain companies, including potentially...more
- The U.S. Bureau of Economic Analysis (BEA) is conducting its five-year benchmark survey relating to cross-border investment: BE-12 (Survey of Foreign Direct Investment in the U.S.).
- Responses are due by May 31, 2023...more
The U.S. Bureau of Economic Analysis (BEA) has announced it is once again time for the BEA’s BE-10 Benchmark Survey of U.S. Direct Investment Abroad. The BEA is an agency of the United States Department of Commerce and...more
3/10/2020
/ BEA ,
Benchmarks ,
Bureau of Economic Analysis ,
Cross-Border Transactions ,
Filing Requirements ,
Foreign Affiliates ,
Foreign Entities ,
Outbound Transactions ,
Reporting Requirements ,
Surveys ,
U.S. Commerce Department ,
U.S. Treasury
Investment advisers, hedge and private fund managers and U.S.-resident entities should review whether they have any filing obligations under Treasury International Capital (“TIC”) Benchmark Form SHL (“Form SHL”). Form SHL is...more
Companies should take note that the U.S. Bureau of Economic Analysis (BEA) is conducting its 5 year benchmark survey relating to cross-border investment: BE-12 (Survey of Foreign Direct Investment in the United States). The...more
Now that the dust has settled a little on the BE-10 benchmark survey responses, U.S. financial service providers, including investment advisers, should take note that the U.S. Bureau of Economic Analysis (the “BEA”) has...more
9/30/2015
/ BE-180 ,
BEA ,
Benchmarks ,
Civil Monetary Penalty ,
Filing Deadlines ,
Financial Institutions ,
Form BE-10 ,
Form BE-13 ,
Investment Adviser ,
Offshore Funds ,
Reporting Requirements ,
Surveys ,
Time Extensions