Daniel O'Meara

Daniel O'Meara

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

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The Protocol for Broker Recruiting Suffers Major Defections—and May Suffer More

Three prominent financial services companies recently announced their withdrawal from the Protocol for Broker Recruiting, an agreement among securities firms regulating the conduct of stockbrokers changing jobs and curtailing...more

1/10/2018  /  Brokers , Financial Industry Regulatory Authority (FINRA) , Financial Services Industry , Hiring & Firing , Injunctive Relief , Morgan Stanley , Recruitment Policies , UBS
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