At the start of 2024, the New York State Department of Financial Services (“DFS”) issued an industry letter: Guidance on Assessment of the Character and Fitness of Directors, Senior Officers, and Managers (the “Guidance”),...more
4/2/2024
/ Board of Directors ,
CEOs ,
CFOs ,
Corporate Governance ,
Designated Agent ,
Documentation ,
Due Diligence ,
Financial Institutions ,
Financial Services Industry ,
NYDFS ,
Policies and Procedures ,
Risk Management ,
Self-Disclosure Requirements ,
Senior Managers
While the global pandemic has highlighted the perils of remote work, decades of collective experience undertaking internal investigations for corporations and their advisors in connection with the misappropriation of...more
3/22/2023
/ Data Storage ,
Defend Trade Secrets Act (DTSA) ,
Employee Handbooks ,
Employee Training ,
Intellectual Property Protection ,
Internal Investigations ,
Misappropriation ,
Need to Know ,
Policies and Procedures ,
Pre-Employment Agreements ,
Remote Working ,
Risk Assessment ,
Technology ,
Trade Secrets