2025 desk top reference for public companies: the attached document includes a 2025 calendar and other resources to help alert public companies to key SEC filing dates and financial statement staleness deadlines....more
Nasdaq Adopts Rules Modifying Delisting Process for Securities Failing to Maintain Compliance with Minimum Bid Price Requirement -
As we previously reported, in August of 2024 the Nasdaq Stock Market LLC (“Nasdaq”)...more
On August 6, 2024, the Nasdaq Stock Market LLC (“Nasdaq”) submitted proposed rule changes to the U.S. Securities and Exchange Commission (“SEC”). If adopted, the revised rules would modify the Nasdaq delisting process in...more
On March 6, 2024, the Securities and Exchange Commission (SEC) adopted new rules that increase public company reporting requirements regarding climate change. The new rules, which the SEC originally proposed in March 2022,...more
3/11/2024
/ Annual Reports ,
Attestation Requirements ,
Business Strategies ,
Climate Change ,
Compliance ,
Disclosure Requirements ,
Financial Statements ,
Greenhouse Gas Emissions ,
New Rules ,
Quarterly Report ,
Reporting Requirements ,
Risk Management ,
Safe Harbors ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Tax Liability
On October 10, 2023, the U.S. Securities and Exchange Commission (the “SEC”) issued its final rules modernizing beneficial ownership reporting under Sections 13(d) and (g) of the Securities Exchange Act of 1934 (the “Exchange...more
10/24/2023
/ Beneficial Owner ,
Compliance ,
Deadlines ,
EDGAR ,
Filing Deadlines ,
Final Rules ,
Investors ,
Passive Investments ,
Schedule 13D ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934
On May 3, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted final amendments to Rules and Regulations under the Securities Exchange Act of 1934 (the “Exchange Act”) to add disclosure requirements relating...more