In recent years, operational resilience has come under the spotlight of financial regulators globally, leading to a proliferation of new regulation. The sheer number of publications on this topic can be confusing for...more
The European Commission has published a proposed Regulation on digital operational resilience within the financial services sector in the EU. This will replace and harmonise existing guidance in relation to ICT and security...more
10/20/2020
/ Cyber Threats ,
Digital Currency ,
EIOPA ,
ENISA ,
EU ,
European Banking Authority (EBA) ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Financial Services Industry ,
Legislative Agendas ,
Risk Management ,
Third-Party Risk
IOSCO has published its final report on the issues, risks and regulatory considerations associated with CTPs, which includes key considerations to help regulatory authorities address those issues. ...more
2/14/2020
/ Conflicts of Interest ,
Cryptoassets ,
Cryptocurrency ,
Initial Coin Offering (ICOs) ,
Investment Funds ,
Investment Opportunities ,
IOSCO ,
Regulatory Standards ,
Risk Management ,
Secondary Markets ,
Securities Regulation ,
Token Sales ,
Trading Platforms ,
Transparency
“Getting to Data Nirvana” is our four-step approach to help you integrate your legal, regulatory and compliance work streams into your organisation’s overall data strategy.
...more
7/31/2018
/ Compliance ,
Corporate Governance ,
Cybersecurity ,
Data Privacy ,
Data Protection ,
Data Security ,
EU Data Protection Laws ,
General Data Protection Regulation (GDPR) ,
Personal Data ,
Personally Identifiable Information ,
Policies and Procedures ,
Regulatory Requirements ,
Risk Management
“Getting to Data Nirvana” is our four-step approach to help you integrate your legal, regulatory and compliance work streams into your organisation’s overall data strategy.
The job of the legal and compliance teams is to...more
6/11/2018
/ Competition ,
Data Privacy ,
Information Governance ,
Intellectual Property Protection ,
Litigation Strategies ,
Ownership Rules ,
Personal Data ,
Regulatory Oversight ,
Regulatory Requirements ,
Risk Management ,
Strict Compliance