The other day, I attended a panel discussion of compliance officers talking about how corporate compliance might change with the arrival of the Trump Administration. Except, we never got around to that discussion – we were...more
Corporate compliance officers might feel like they’ve been put through the whirlwind lately, with the Trump Administration issuing one sweeping announcement about corporate enforcement after another. Except, remember what a...more
2/20/2025
/ Anti-Bribery ,
Anti-Corruption ,
Compliance ,
Consumer Financial Protection Act (CFPA) ,
Consumer Financial Protection Bureau (CFPB) ,
Corporate Governance ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Executive Orders ,
Foreign Corrupt Practices Act (FCPA) ,
Foreign Governments
At the end of June, the U.S. Supreme Court issued major decisions on the enforcement power of the Securities and Exchange Commission, what does or doesn’t qualify as a bribe of government officials, and on federal judges’...more
7/3/2024
/ Anti-Corruption ,
Anti-Kickback Statute ,
Bribery ,
Chevron Deference ,
Civil Monetary Penalty ,
Compliance ,
Corporate Misconduct ,
Corruption ,
Department of Justice (DOJ) ,
Enforcement ,
Foreign Corrupt Practices Act (FCPA) ,
Government Agencies ,
Loper Bright Enterprises v Raimondo ,
SCOTUS ,
SEC v Jarkesy ,
Securities and Exchange Commission (SEC) ,
Snyder v United States
Corporate compliance officers have been bracing for regulation of how companies can use artificial intelligence in their daily business operations. Now we have a fresh glimpse of what that regulatory landscape might look like...more
Attention all compliance officers at large technology companies – have you checked your mail lately? Because you might find a letter from the Securities and Exchange Commission with FCPA risk written all over it....more
5/29/2024
/ Anti-Corruption ,
Compliance ,
Contract Management ,
Corruption ,
Distributors ,
Due Diligence ,
Enforcement ,
Foreign Corrupt Practices Act (FCPA) ,
Recordkeeping Requirements ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Settlement ,
Technology Sector ,
Third-Party