Technology vendors everywhere want to serve big Wall Street banks, so when one of those banks talks about risks they see in their software supply chain, compliance and audit professionals should listen – which brings us to an...more
2024 was a year of numerous and notable cybersecurity failures – although, to be fair, most years are now marred by numerous and notable cybersecurity failures. That’s no longer anything special. What makes 2024 interesting...more
The other day, I attended a panel discussion of compliance officers talking about how corporate compliance might change with the arrival of the Trump Administration. Except, we never got around to that discussion – we were...more
Look around the business landscape today, and supply-chain risks are everywhere – which means that sooner or later, those risks will appear on the compliance function’s radar screen too. They probably already have....more
12/18/2024
/ Chief Compliance Officers ,
Chief Information Security Officer (CISO) ,
China ,
Compliance ,
Corruption ,
Cybersecurity ,
Deregulation ,
Due Diligence ,
Economic Sanctions ,
EU ,
Exports ,
Multi-Factor Authentication ,
Regulatory Requirements ,
Risk Management ,
Supply Chain ,
Trump Administration
Ethics and compliance officers have long had an uneasy relationship with corporate sustainability efforts, mostly because most compliance officers aren’t quite sure they want – or know how to handle – responsibility for it. ...more
7/11/2024
/ Carbon Emissions ,
Contract Management ,
Cybersecurity ,
Environmental Social & Governance (ESG) ,
Forced Labor ,
Human Rights ,
Human Trafficking ,
Modern Slavery Act ,
Policies and Procedures ,
Popular ,
Risk Management ,
Supply Chain ,
Sustainability
Corporations have struggled to manage cybersecurity risk for years, and now they have a new tool to help them bring order to chaos: a new and improved cybersecurity risk management framework, released at the end of February...more
Compliance and technology executives, we need to talk. Or, more accurately, you need to talk more often – to each other.
In the last 18 months, the Securities and Exchange Commission sanctioned three companies for making...more
ChatGPT really is a marvelous technology – an artificial intelligence designed to answer just about any question a person might ask it – and yet, somehow, it leaves CISOs and compliance officers with even more questions....more
Corporate compliance officers grapple all the time with what their companies should do to develop effective information protection programs. Thankfully the Federal Trade Commission has given us two recent enforcement actions...more