The Situation: The term "accredited investor" under the Securities Act of 1933 ("Securities Act") is used to establish the eligibility of investors to participate in offerings conducted under the most frequently used private...more
The Situation: The regulatory agencies responsible for administering the Volcker Rule have amended the covered fund provisions of the rule.
The Result: Modifications to the definitions of "ownership interest" and "loan...more
7/15/2020
/ Collateralized Debt Obligations ,
Collateralized Loan Obligations ,
Covered Funds ,
Financial Instruments ,
Financial Regulatory Reform ,
Investment Company Act of 1940 ,
Ownership Interest ,
Private Equity Funds ,
Safe Harbors ,
Securitization ,
Volcker Rule
The Situation: The Federal Reserve, Office of the Comptroller of the Currency ("OCC"), Federal Deposit Insurance Corporation ("FDIC"), Securities and Exchange Commission ("SEC"), and Commodity Futures Trading Commission...more
7/15/2020
/ Amended Regulation ,
Bank Holding Company Act ,
CFTC ,
Collateralized Loan Obligations ,
Covered Banking Entity ,
FDIC ,
Federal Reserve ,
Financial Institutions ,
Financial Regulatory Reform ,
Investment Companies ,
OCC ,
Policy Statement ,
Securities and Exchange Commission (SEC) ,
Securitization ,
Volcker Rule
President Trump has signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act ("Act"), with the principal goals of promoting U.S. economic growth, recalibrating burdensome rules, and strengthening...more
6/11/2018
/ Banks ,
Dodd-Frank ,
Economic Growth Regulatory Relief and Consumer Protection Act ,
Federal Reserve ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
Mortgage Loan Originators ,
Mortgages ,
Popular ,
Trump Administration ,
Volcker Rule