With unified Republican control and President-elect Trump in the White House, the new 119th Congress is certain to launch a wave of oversight activities. Organizations should prepare now for a high-stakes and unpredictable...more
1/3/2025
/ China ,
Compliance ,
Congressional Oversight ,
Corporate Counsel ,
Diversity and Inclusion Standards (D&I) ,
Environmental Social & Governance (ESG) ,
Federal Budget ,
Financial Services Industry ,
Fraud Abuse and Waste ,
Government Agencies ,
Inflation Reduction Act (IRA) ,
Infrastructure Investment and Jobs Act (IIJA) ,
Investigations ,
Legislative Agendas ,
Misuse or Misdirection of Funds ,
Popular ,
Regulatory Agenda ,
Risk Mitigation ,
Technology Sector
How should companies think about DOJ, BIS and OFAC voluntary disclosure in the wake of the DOJ’s massive investment in sanctions and export control enforcement?
The DOJ, BIS and OFAC released a joint compliance note...more
8/4/2023
/ Bureau of Industry and Security (BIS) ,
Department of Justice (DOJ) ,
Economic Sanctions ,
Embargo ,
Enforcement ,
Export Controls ,
FinCEN ,
Foreign Corrupt Practices Act (FCPA) ,
National Security ,
Office of Foreign Assets Control (OFAC) ,
Popular ,
Self-Disclosure Requirements ,
White-Collar Exemptions
Arguments presented by Coinbase in its answer to SEC charges would, if accepted, potentially deprive the SEC of its most effective tool in regulating digital assets.
The SEC alleges in a Complaint in SDNY that Coinbase...more
7/6/2023
/ Coinbase ,
Contested Proceedings ,
Crypto Exchanges ,
Cryptocurrency ,
Digital Assets ,
Enforcement Actions ,
Howey ,
New Legislation ,
Regulatory Authority ,
SCOTUS ,
Securities Act ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation
Complying with directives from Main Justice, the USAOs have announced a new policy designed to incentivize voluntary self-disclosure of corporate misconduct.
To receive credit for self-disclosure, disclosures must be...more
Continuing instability in the crypto sector highlights the need for clear regulation for efficient development, but how best to regulate is an ongoing debate.
Recent instability in the crypto sector will only intensify the...more
As the 118th Congress prepares to take office, those who may be targets of a new congressional agenda emphasizing government investigations should assess and address their vulnerabilities.
Top industry targets for...more
11/21/2022
/ American Rescue Plan Act of 2021 ,
Antitrust Violations ,
CARES Act ,
China ,
Congressional Investigations & Hearings ,
Congressional Oversight ,
Coronavirus/COVID-19 ,
Environmental Social & Governance (ESG) ,
Federal Contractors ,
Financial Services Industry ,
Fraud ,
Government Investigations ,
Policies and Procedures ,
Risk Management ,
Risk Mitigation ,
Supply Chain ,
Technology Sector ,
Vulnerability Assessments