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Ethisphere

When Legal Gatekeeps Ethics and Compliance

Ethisphere on

For many Ethics and Compliance teams, a close relationship with the Legal department can be too much of a good thing....more

BCLP

European Commission Publishes Fifth Annual Report on FDI Screening In The EU

BCLP on

On 14 October 2025, the European Commission (the Commission) published its fifth annual report on the screening of foreign direct investments (FDI) in the European Union, providing comprehensive insights into FDI screening...more

Skadden, Arps, Slate, Meagher & Flom LLP

Matters To Consider for the 2026 Annual Meeting and Reporting Season

Companies have important decisions to make as they prepare for the 2026 annual meeting and reporting season. We have compiled this overview of key issues — including SEC disclosure requirements, recent SEC guidance, executive...more

Allen Matkins

Equity Compensation and Profits Interest Incentive Structures in Companies

Allen Matkins on

With the end of the fiscal year approaching, we continue to see an uptick in the number of clients seeking counsel on structuring equity incentive plans. As our clients take a look back at the prior year’s performance and a...more

Skadden, Arps, Slate, Meagher & Flom LLP

White House Executive Order Aims To Restrict the Influence of Proxy Advisory Firms

On December 11, 2025, the White House issued an executive order intending to limit the perceived influence of two proxy advisory firms — Institutional Shareholder Services Inc. (ISS) and Glass Lewis & Co., LLC (Glass Lewis) —...more

Cooley LLP

What is the ‘500 Stockholder Rule’?

Cooley LLP on

Late-stage private companies sometimes ask us about the “500 stockholder rule” (or the “2,000 stockholder rule”) and whether they should be concerned about it. Companies subject to US securities laws may have special...more

Tarter Krinsky & Drogin LLP

Structuring Your European Capital in the U.S.: Choosing the Right Investment Instrument (SAFE, Convertible Note, or Stock)

Foreign investment in the U.S. market, particularly in high-growth technology companies, often begins with the formation of a Delaware corporation. This is a common choice for U.S. startups seeking capital, primarily due to...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day – Preparing for an Investigation

Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice for navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Thomas Fox - Compliance Evangelist

AI Today in 5: December 16, 2025, The Things to Never Tell a Chatbot Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more

Troutman Pepper Locke

The Jolly Roger Meets the Jobsite: A Workers' Compensation Voyage — Hiring to Firing Podcast

Troutman Pepper Locke on

In this episode of Hiring to Firing, hosts Tracey Diamond and Emily Schifter explore the surprising roots and real-world complexities of workers' compensation law, drawing a playful throughline from pirate "articles" of old,...more

Troutman Pepper Locke

Demystifying Surplus Lines Group Insurance

Troutman Pepper Locke on

In this episode, John and Zachary unpack one of the hottest regulatory topics in surplus lines: group insurance. Learn how affiliated and unaffiliated groups are treated under the NRRA, why “home state” determination drives...more

Thomas Fox - Compliance Evangelist

Innovation in Compliance: Exploring Fractional and Adjunct Risk Professionals with Gerry Zack

Innovation comes in many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: December 16, 2025, The Don’t Feed the Pig Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Mayer Brown

We Have Been Hacked: Now What? Lessons for the Boardroom

Mayer Brown on

The almost daily prevalence of cyber-attacks has brought the issue of cybersecurity as a core governance responsibility to the front of mind of company boards. In 2024 alone, over 15 million cyberattacks were recorded...more

Thomas Fox - Compliance Evangelist

FCPA Compliance Report - Kristy Grant-Hart on the Evolution of Compliance in 2026: Navigating New Risks and Regulation

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes Kristy Grant-Hart, Head of Advisory Services at Diligent’s Spark Compliance Group, to discuss where...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day – Your Investigative Protocol

Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice for navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Royer Cooper Cohen Braunfeld LLC

5 Easy But Effective Year-End Tax Strategies That Can Meaningfully Cut Your 2025 Tax Bill

As 2025 comes to a close, business owners and other high-income individuals still have an opportunity to make strategic moves that can materially reduce their tax liability and improve cash flow....more

Latham & Watkins LLP

New Guidance on Non-Financial Misconduct: FCA Confirms Position

Latham & Watkins LLP on

The FCA will be introducing new guidance to help firms deal with instances of non-financial misconduct....more

Thomas Fox - Compliance Evangelist

AI Today in 5: December 15, 2025, The Good, Bad & Ugly Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more

Farrell Fritz, P.C.

Hop Farmers Face Membership Forfeiture as a Deadlock Breaker and a Bitter Lesson on Pleading Shortcuts

Farrell Fritz, P.C. on

If 2025 saw an increase in New York courts’ willingness to favorably consider whether deadlock between members is, standing alone, sufficient grounds for judicial dissolution of LLCs (see here, here), it’s only natural to...more

Mayer Brown

Application du taux de marché à un prêt intragroupe par voie de réclamation

Mayer Brown on

Le Conseil d’Etat rend une décision sur une demande d’application de la règle dite du « taux de marché » prévue à l’article 212, I-a du Code général des impôts a posteriori sur réclamation du contribuable. Contrairement à...more

Hogan Lovells

Greenwashing: Italy aligns With the EU Legal Framework

Hogan Lovells on

On 5 November 2025, the Italian Council of Ministers preliminary approved a legislative decree transposing Directive (EU) 2024/825 on empowering consumers for the green transition. The decree aims to strengthen rules on...more

Mayer Brown

Bénéficiaire effectif et non-application d’un taux réduit de retenue à la source en présence de dividendes versés à une société...

Mayer Brown on

Le Tribunal administratif de Paris valide la remise en cause par l’administration fiscale du taux réduit de retenue à la source de 5 % prévu par la convention franco-luxembourgeoise en présence de dividendes versés à une...more

Sullivan & Worcester

SGX-Nasdaq Dual Listing Framework - Opening New Doors for East Asian Companies

Sullivan & Worcester on

On November 19, 2025, Singapore Exchange ("SGX") and Nasdaq announced a proposed "Global Listing Board" framework enabling companies to file a single prospectus acceptable to both Singapore and U.S. regulators....more

McDermott Will & Schulte

Potential refund opportunity of buyback excise tax based on § 4501 final regulations

McDermott Will & Schulte on

Taxpayers who paid the stock repurchase excise tax based on prior guidance provided in Notice 2023-2 and the proposed regulations under Internal Revenue Code (IRC) § 4501 may be entitled to a refund based on changes made in...more

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