Compliance Tip of the Day – Preparing for an Investigation
AI Today in 5: December 16, 2025, The Things to Never Tell a Chatbot Edition
Demystifying Surplus Lines Group Insurance
Innovation in Compliance: Exploring Fractional and Adjunct Risk Professionals with Gerry Zack
Daily Compliance News: December 16, 2025, The Don’t Feed the Pig Edition
FCPA Compliance Report - Kristy Grant-Hart on the Evolution of Compliance in 2026: Navigating New Risks and Regulation
Compliance Tip of the Day – Your Investigative Protocol
AI Today in 5: December 15, 2025, The Good, Bad & Ugly Edition
Daily Compliance News: December 15, 2025, The End of the FCA? Edition
Sunday Book Review: December 14, 2025, The Best Books on Business Edition
10 For 10: Top Compliance Stories For the Week Ending December 13, 2025
2 Gurus Talk Compliance: Episode 65 – The This Is Nuts Edition
Compliance Tip of the Day – Ethical Deployment of AI Powered Controls
Founding Vision: Mike Halpert on VR Training and Entrepreneurial Resilience
AI Today in 5: December 12, 2025, The Person of the Year Edition
Daily Compliance News: December 12, 2025, The All New York Times Edition
Regulatory Ramblings: Episode 84 - From Asset Recovery to AI Revolution: Risk, Coordination, and the Future with Sangeet Paul Choudary and Dr. Amber Phillips
Practical IP Lessons From the Field Part Two: Navigating IP Risk in Oil & Gas - Energy Law Insights
Compliance Tip of the Day - What are AI Powered Internal Controls?
AI Today in 5: December 11, 2025, The FINRA and AI Edition
Tentative Recommendation Would Revise California’s Cartwright Act To Adopt Single-Firm Conduct Prohibitions Substantially Broader Than Federal Antitrust Law and Prohibit Single-Firm Restraints of Trade...more
The debate over the Office of the Comptroller of the Currency (OCC) granting specialty limited bank charters for financial technology companies is back, now with the addition of cryptocurrency and a new regulatory approach....more
Key developments of interest over the last month include: China and Vietnam launching a cross-border QR code payment system to strengthen regional payment connectivity; Banks and EMIs facing detailed new information and...more
The EU is edging closer and closer to final agreement in relation to the omnibus simplification package on corporate sustainability reporting and due diligence. In the last couple of days the Member States' Ambassadors have...more
How do you build a top-performing private equity firm that thrives across industrial, financial and economic cycles? In this episode of Private Market Talks, Michael Psaros, Co-Founder and Co-Managing Partner of KPS Capital...more
For many Ethics and Compliance teams, a close relationship with the Legal department can be too much of a good thing....more
On 14 October 2025, the European Commission (the Commission) published its fifth annual report on the screening of foreign direct investments (FDI) in the European Union, providing comprehensive insights into FDI screening...more
Companies have important decisions to make as they prepare for the 2026 annual meeting and reporting season. We have compiled this overview of key issues — including SEC disclosure requirements, recent SEC guidance, executive...more
With the end of the fiscal year approaching, we continue to see an uptick in the number of clients seeking counsel on structuring equity incentive plans. As our clients take a look back at the prior year’s performance and a...more
On December 11, 2025, the White House issued an executive order intending to limit the perceived influence of two proxy advisory firms — Institutional Shareholder Services Inc. (ISS) and Glass Lewis & Co., LLC (Glass Lewis) —...more
Late-stage private companies sometimes ask us about the “500 stockholder rule” (or the “2,000 stockholder rule”) and whether they should be concerned about it. Companies subject to US securities laws may have special...more
Foreign investment in the U.S. market, particularly in high-growth technology companies, often begins with the formation of a Delaware corporation. This is a common choice for U.S. startups seeking capital, primarily due to...more
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice for navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more
Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
In this episode, John and Zachary unpack one of the hottest regulatory topics in surplus lines: group insurance. Learn how affiliated and unaffiliated groups are treated under the NRRA, why “home state” determination drives...more
Innovation comes in many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
The almost daily prevalence of cyber-attacks has brought the issue of cybersecurity as a core governance responsibility to the front of mind of company boards. In 2024 alone, over 15 million cyberattacks were recorded...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes Kristy Grant-Hart, Head of Advisory Services at Diligent’s Spark Compliance Group, to discuss where...more
As 2025 comes to a close, business owners and other high-income individuals still have an opportunity to make strategic moves that can materially reduce their tax liability and improve cash flow....more
The FCA will be introducing new guidance to help firms deal with instances of non-financial misconduct....more
If 2025 saw an increase in New York courts’ willingness to favorably consider whether deadlock between members is, standing alone, sufficient grounds for judicial dissolution of LLCs (see here, here), it’s only natural to...more
Le Conseil d’Etat rend une décision sur une demande d’application de la règle dite du « taux de marché » prévue à l’article 212, I-a du Code général des impôts a posteriori sur réclamation du contribuable. Contrairement à...more