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Mayer Brown Free Writings + Perspectives

SEC Chair Addresses Congress on Approach to Capital Formation, Regulatory Reform and Digital Assets

Securities and Exchange Commission Chair Paul Atkins testified before the House Financial Services Committee and the Senate Committee on Banking, Housing, and Urban Affairs last week, presenting a comprehensive overview and...more

Ropes & Gray LLP

[Podcast] Culture & Compliance Chronicles: Breaking Down Silos—Integrated Assurance in Compliance and Risk with Klaus Moosmayer

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On this episode of Culture & Compliance Chronicles, Amanda Raad from Ropes & Gray’s Insights Lab and Richard Bistrong of Front-Line Anti-Bribery are joined by Klaus Moosmayer, a distinguished leader in ethics, risk, and...more

WilmerHale

Managing Legal Risk in the Age of Artificial Intelligence: What Key Stakeholders Need to Know Today

WilmerHale on

2026 is poised to be a transformative year for artificial intelligence (AI) as businesses move beyond targeted pilot programs to enterprise-wide implementation. While AI is poised to unlock new efficiencies and drive...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: The New Architecture of Legal and Compliance with AI

In this episode of Great Women in Compliance, Dr. Hemma R. Lomax speaks with Sam Flynn, co-founder of Josef, about the transformation of legal and compliance functions through technology. They discuss the importance of...more

NAVEX

What “Risk-Based” Compliance Really Looks Like, and Where It Still Breaks Down

NAVEX on

Most organizations conduct risk assessments and claim to use the results to guide their compliance programs. However, polling from compliance leaders shows a persistent execution gap. Risk data is often reviewed and...more

Ropes & Gray LLP

SEC Staff Issues New Set of C&DIs on Resale Registrations on Form S-4, Going Private Transactions and Tender Offers

Ropes & Gray LLP on

Following a series of Compliance and Disclosure Interpretations (“C&DIs”) recently issued on January 23, 2026, which we discussed here, on February 11, the staff of the Securities and Exchange Commission (“SEC”) Division of...more

McDermott Will & Schulte

New California law mandates reporting related to certain VC investments

A new California law will require covered investment entities to register with the California Department of Financial Protection & Innovation (DFPI) by March 1, 2026, and provide demographic surveys to their portfolio...more

FBT Gibbons LLP

The Delaware Franchise Tax Trap for Section 1045 QSBS Rollovers

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One of the key requirements of Section 1202 is that the business issuing qualified small business stock (QSBS) must be a domestic (US) C corporation....more

Hicks Johnson

Fifteenth Court Clarifies When Business Court Jurisdiction Disappears

Hicks Johnson on

In last week's opinion in In re ColossusBets Limited, the Fifteenth Court of Appeals offered a clear illustration of how Texas’ new Business Court interacts with traditional pleading amendments — and what happens when a...more

Conyers

Regulatory & Risk Advisory Outlook 2026: Cayman Islands

Conyers on

January 2026 opens with continued momentum across the Cayman Islands’ regulatory landscape. Following a year of material developments—including the commencement of virtual asset licensing,...more

Baker Botts L.L.P.

Should Your Startup Register Software Copyrights?

Baker Botts L.L.P. on

If you're leading a high-tech startup, your source code is likely among your most valuable assets. Based on instinct or suggestions from investors or others, many founders often wonder whether to register claims of copyright...more

Goodwin

Shareholder Activism in Life Sciences: Risks, Responses, and Outlook

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Shareholder activism in the life sciences sector has intensified in recent years, with activist funds and other event-driven investors increasingly targeting companies to influence management, governance, strategy, and...more

Amundsen Davis LLC

[Webinar] Corporate Risk Management Series: Accessing New Markets While Managing Business Risks - March 4th, 8:30 am CT

Amundsen Davis LLC on

As businesses look beyond U.S. borders for growth opportunities, they must also navigate an increasingly complex regulatory and risk landscape. Expanding into new markets can expose companies to compliance challenges,...more

Womble Bond Dickinson

IRS Issues New Guidance on Foreign Entity Restrictions Affecting Clean Energy Tax Credits

Womble Bond Dickinson on

The Internal Revenue Service and the Department of the Treasury have issued Notice 2026-15, which provides the first detailed guidance on how recently enacted foreign entity restrictions apply to several cornerstone clean...more

Ballard Spahr LLP

Oregon Would Tax Oregonians (and Only Oregonians) on All Gain From the Sale of QSBS Under Proposed Bill

Ballard Spahr LLP on

Like its neighbors to the north (Washington), and south (California), Oregon has developed a reputation for being unfriendly to businesses. This reputation has its roots in several areas, but unfavorable tax policy is chief...more

Wilson Sonsini Goodrich & Rosati

Questions About AI in Shareholder Engagement Meetings

With the impact of artificial intelligence (AI) on everyone’s mind, companies are seeing investors ask an increasing number of AI-focused questions in shareholder engagement meetings. These questions reflect a growing...more

Foley & Lardner LLP

The Fifth Circuit Asks Texas Supreme Court – Is an Interest in a Texas LLC Exempt Property Under Texas Law?

Foley & Lardner LLP on

Tex. Bus. Orgs. Code §101.112 protects the operations of Texas limited liability companies from disruption by prohibiting a creditor or other party not otherwise authorized “to obtain possession of, or otherwise exercise...more

Thomas Fox - Compliance Evangelist

Compliance into the Weeds: Truth Stranger the Fiction: Binance, Iran, Crypto and Compliance

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some hard-hitting insights on...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: February 18, 2026, The Stupid Is as Stupid Does Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Bodman

The Time to Act is Now: Officers and Directors of Foreign Private Issuers Must Comply with Section 16(a) Reporting Requirements

Bodman on

On December 18, 2025, President Trump signed into law the Holding Foreign Insiders Accountable Act (“HFIAA”), making officers and directors of foreign private issuers (“FPIs”) subject to public reporting of holdings of, and...more

Haynes Boone

Updated HSR Thresholds Take Effect With Status of HSR Form in Limbo

Haynes Boone on

On Jan. 14, 2026, the Federal Trade Commission (FTC) announced its annual adjustments to the premerger filing thresholds and fees under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (HSR Act). The updated...more

Farrell Fritz, P.C.

Upon Further Review: Post-Equity Forfeiture Non-Competes Enforceable Again in Delaware

Farrell Fritz, P.C. on

In June 2025, New York Venture Hub published “The Forfeited Equity Trap: Why Your Non-Compete Might Be Worthless”.  In that post, I blogged that the Delaware Court of Chancery’s decision in North American Fire Ultimate...more

Goodwin

Antitrust and Competition Technology Year in Review 2025

Goodwin on

As 2025 progressed, competition law enforcement became increasingly policy-driven, influenced by domestic political agendas and transatlantic tensions with direct consequences for dealmaking, compliance, and regulatory risk....more

The Volkov Law Group

Beyond the Checklist: Why Effective Conflicts of Interest Programs Are Central to Ethics and Compliance

The Volkov Law Group on

Conflicts of interest are not abstract compliance niceties. They are serious risks to integrity that, if left unidentified or unmitigated, can erode employee trust, compromise decision-making, and expose organizations to...more

Bradley Arant Boult Cummings LLP

What 8(a) Contractors Should Do After Receiving an SBA Suspension Notice

A suspension notice from the U.S. Small Business Administration (SBA) can have immediate and significant consequences for a participant in the 8(a) Business Development Program....more

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