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Thomas Fox - Compliance Evangelist

Sunday Book Review: June 7, 2026, The Top Books Ursula Le Guin Edition

In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more

Cadwalader, Wickersham & Taft LLP

When Assignability Fails, Security Fails, June 2026 - NAV Collateral: The Assignability of Delaware Fund Interests

Borrowers under net asset value (“NAV”) credit facilities will sometimes seek to grant a direct pledge of their interests in hedge funds and private equity funds as collateral. The analysis for determining whether any such...more

Sheppard

OHCA Releases Proposed Emergency Regulations Implementing AB 1415 Reporting Requirements for Private Equity (PE) and Management...

Sheppard on

Since Governor Newsom signed AB 1415 into law last October, stakeholders have been awaiting the release of draft regulations from California’s Office of Health Care Affordability (“OHCA”) to clarify the statute’s notice and...more

BCLP

Cyber Litigation in Financial Services: Managing the Evolving Risk

BCLP on

Cyber incidents are increasingly giving rise to complex, long‑tail litigation risk, particularly for financial services firms. As regulators place growing emphasis on operational resilience, outsourcing governance and...more

Stinson LLP

UPDATE: Minnesota Pass-Through Entity Tax Extended Through 2027

Stinson LLP on

On May 27, 2026, Governor Tim Walz signed legislation extending the Minnesota pass-through entity tax (PTET) through December 31, 2027. Prior to this extension, and as contemplated in our previous alert, Minnesota's PTET law...more

Alston & Bird

Treasury and IRS Ease Reporting Requirements for Sales of Partnership Interests

Alston & Bird on

Our Federal & International Tax Group examines final regulations that relieve partnerships from the requirement to report a transferor’s share of hot assets and other items within a short time after a transfer of partnership...more

Ropes & Gray LLP

Work on the N-ESRS Accelerates – Exposure Drafts Coming in July

Ropes & Gray LLP on

At its meeting this week, the EFRAG Sustainability Reporting Board discussed the N-ESRS. These are the reporting standards for non-EU entities reporting under the Corporate Sustainability Reporting Directive....more

Erise IP

Trademark Enforcement and Brand Identity: What the Patagonia v. Pattie Gonia Dispute Can Teach Rights Holders

Erise IP on

Patagonia has spent more than fifty years building a brand that stands for something beyond outdoor apparel. Its reputation for environmental activism, corporate accountability, and progressive values is not incidental to its...more

Cogency Global

Why Springing Member Provisions Are Often Required for Bankruptcy Remote Entities

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A Delaware LLC can be used as a bankruptcy-remote entity or single-purpose entity, but the structure needs a way to continue if its sole member ceases to be a member. A springing member provision in the operating agreement is...more

Bradley Arant Boult Cummings LLP

I Feel Like I’m Taking Crazy Pills: Gov. Spanberger Vetoes Adult-Use Sales Law

It’s déjà vu all over again. In a move that surprised many — and disappointed more — Virginia Gov. Abigail Spanberger has vetoed legislation that would have finally established a regulated adult-use marijuana retail market in...more

NAVEX

AI Can Generate Content. It Can’t Build a Training Program

NAVEX on

Artificial intelligence is rapidly changing how organizations create content for their ethics and compliance training programs. From drafting policy summaries to generating microlearning scripts and localized content, AI...more

Blake, Cassels & Graydon LLP

La Cour d’appel de l’Ontario reconnaît la fraude comme fondement autonome de la responsabilité des administrateurs

Il est bien établi en droit canadien que la responsabilité personnelle des administrateurs et dirigeants ne peut être retenue pour les actes de l’entreprise, sauf dans des circonstances justifiant la levée du voile...more

Benesch

The CFTC’s New Cooperation Playbook: What Practitioners Need To Know About Letter No. 26-15

Benesch on

In a recent Staff Advisory to the Enforcement Division, the Commodities and Futures Trading Commission (“CFTC”) released guidance on how companies can avoid enforcement actions—or receive substantial penalty...more

Thomas Fox - Compliance Evangelist

AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026

Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on...more

Thomas Fox - Compliance Evangelist

AI Today in 5: June 5, 2026, The Tech Review, Not Political Review Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more

A&O Shearman

Launch of systematic checks on compliance with the rules relating to the Luxembourg Register of Beneficial Owners

A&O Shearman on

On May 4, 2026, a press release issued by the Luxembourg and Diekirch public prosecutor's offices announced the launch of a campaign of systematic checks on compliance with the legislation governing the Luxembourg Register of...more

KPMG Board Leadership Center (BLC)

Strategy oversight amid volatility

Boards are moving from annual strategic reviews to more continual, dynamic engagement. From geopolitical risk to the board’s oversight of AI, the KPMG Board Leadership Center discusses the changing nature of board engagement...more

Thomas Fox - Compliance Evangelist

AI in Financial Services in 5 Stories - Week Ending June 5, 2026

Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Latham & Watkins LLP

Podcast — The Growth Rocketship: How Rakuten Capital Masters Diplomatic Capitalism

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The corporate venture capital arm of Rakuten Group, Rakuten Capital invests in innovative startups across fintech, AI, and other high-growth sectors. Since its founding in 2014, Rakuten Capital has invested in companies like...more

Holland & Knight LLP

New York's FY 2026-27 Enacted Budget: Healthcare Regulatory Proposals Fail to Advance

Holland & Knight LLP on

In January 2026, Holland & Knight's Healthcare Blog summarized several notable healthcare-related proposals in New York Gov. Kathy Hochul's fiscal year (FY) 2026-27 Executive Budget. These included expanded oversight of...more

Vorys, Sater, Seymour and Pease LLP

Connecticut Employers: Prepare for Enhanced Pay Transparency Requirements

Connecticut recently enacted a pay transparency law requiring employers to include a pay range and general description of benefits in all job postings....more

K&L Gates LLP

Defense Contractors Face Expansion of National Security Disclosure and Mitigation Requirements to Unclassified Contracts

K&L Gates LLP on

On 7 May 2026, the Department of War (DoW) released a proposed rule that would, for the first time, extend foreign ownership, control, or influence (FOCI) review and mitigation requirements to uncleared contractors performing...more

Rivkin Radler LLP

Aspen Dental Reaches CPOM Settlement with CA AG

Rivkin Radler LLP on

Aspen Dental, one of the nation’s largest dental service organizations (DSOs), recently settled charges alleging violations of California’s corporate practice of medicine (CPOM) and unfair competition laws. This was not the...more

The Volkov Law Group

How Do Undisclosed Relationships Turn Into Major Corruption Cases?

The Volkov Law Group on

The biggest cases of corruption and fraud often have their roots in the soil of conflicts of interest. Many major corruption cases begin with something companies initially dismiss as just a conflicts issue....more

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