ACI-FCPA Conference Speaker Preview Series - Dan Kahn on the New DOJ Enforcement Priorities
Compliance Tip of the Day – Business Rationale in the 3rd Party Risk Management Process
Innovation in Compliance – Navigating the Future of Supply Chain Compliance with Travis Miller
AI Today in 5: November 18, 2025, The Project Prometheus Edition
Daily Compliance News: November 18, 2025, The UBS to America Edition
Compliance Tip of the Day - The Third-Party Risk Management Process
FCPA Compliance Report - Virna Di Palma on The Evolution of Third-Party Risk Management and the Role of AI
AI Today in 5: November 17, 2025, The Using AI for Cyber Attacks Edition
Daily Compliance News: November 17, 2025, The Protests Against Corruption Edition
10 For 10: Top Compliance Stories For the Week Ending, November 15, 2025
ACI-FCPA Conference Speaker Preview Series - Chuck Duross on Internal Investigation Strategies
AI Today in 5: November 14, 2025, The AI for Cyber Attacks Edition
Daily Compliance News: November 14, 2025, The Hardest Year Edition
Regulatory Ramblings: Episode 82 - Enter Dubai: Digital Dreams in the Desert with Syed Musheer Ahmed, Mark Nuttal, Jame DiBiasio, and Charles d’Haussy
ACI-FCPA Conference Speaker Preview Series - Bryan Judice on Next Gen Tools for Next Gen Risks
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Piglet, the CFO and Compliance
AI Today in 5: November 13, 2025, The AI as Chart Topper Edition
Daily Compliance News: November 13, 2025, The Ukraine Shaken Edition
ACI-FCPA Conference Speaker Preview Series - Vince Walden on the Cutting Edge Use of Agentic AI for Compliance
Great Women in Compliance - Insights from ACI FCPA and Global Anti-Corruption Conference
States across the country are shifting the financial responsibility of managing packaging waste from local governments and consumers to the companies that place the packaging into the marketplace. These packaging Extended...more
Puerto Rico's Tax Incentives Code (Act 60) has quickly risen to the forefront of tax planning conversations, drawing intense interest from entrepreneurs, investors, cryptocurrency traders and taxpayers holding carried...more
In July 2023, one of the year’s most anticipated movies, the Barbie movie, premiered in theaters, achieving more than USD1 billion in global ticket sales. One potentially overlooked detail in the movie was the character Ruth,...more
In a Friday appearance on Fox Business, SEC Chairman Paul Atkins signaled that the Securities and Exchange Commission is increasingly focused on curbing the influence of proxy advisory firms. ...more
For generations, Wisconsin cranberry farms, like potato farms, have been more than businesses—they’ve been legacies. Passed down through families, these farms are rooted in tradition, hard work, and deep community ties. But...more
Recent research shows that acquired workers are nearly twice as likely to leave post-deal, with attrition increasing significantly during the first 12 months post-buyout, underscoring the critical and often underestimated...more
The Texas Supreme Court issued a significant clarification on when shareholders may sue individually rather than derivatively for breach of fiduciary duty. In its opinion issued on November 14, 2025, in In re UMTH General...more
On November 17, 2025, the SEC issued a statement from the Division of Corporation Finance which announces a significant change in the Division’s involvement in the annual shareholder proposal season. ...more
The split among federal circuit courts on when the Securities and Exchange Commission (SEC) can obtain disgorgement as a remedy in civil enforcement cases has prompted a man recently convicted of engaging in a "pump and dump"...more
The SEC’s Division of Corporation Finance has issued a statement outlining its new approach to handling shareholder proposal no-action requests under Exchange Act Rule 14a8 for the 2025–2026 proxy season....more
Introduction - On 13 November 2025, the European Parliament confirmed its position on the EU’s sustainability regulatory framework—proposing a moderated version of the CSDDD and amendments to the CSRD. These developments mark...more
On November 17, 2025, the Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (the “SEC”) announced it will not respond to, and will express no views on, requests for exclusions of...more
The Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (the “SEC”) released a statement today indicating that it will not respond to no-action requests by companies seeking to exclude...more
On November 17, 2025, the SEC’s Division of Corporation Finance issued a statement regarding no action letter requests related to Rule 14a-8 shareholder proposals....more
The Supreme Court of the State of Delaware is considering a case regarding whether a former executive’s noncompete and nonsolicitation agreements, which were agreed to in exchange for company shares, remain enforceable if...more
The California Law Revision Commission (CLRC) voted unanimously last month to recommend amending the Cartwright Act, the state’s antitrust law, to impose liability on a single firm for a restraint of trade while also holding...more
Divorce can be especially complicated for restaurant owners, as it often involves not just dividing personal assets but also making tough decisions about the future of the business....more
On November 4, 2025, Jay Clayton, the U.S. Attorney for the Southern District of New York, unsealed the indictment of Bradley Heppner, founder of Beneficient Company Group LP, a financial services startup, who has been...more
In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Dan Kahn discusses his panel at the event, “Unpacking the DOJ’s New FCPA Enforcement Guidelines and Priorities: Practical...more
Join us for the 14th Annual European Compliance & Ethics Institute. We'll gather to share practical insights on the unique challenges of European compliance management, explore emerging trends, and connect face-to-face with...more
In a favorable development for cryptocurrency investment, the Internal Revenue Service (IRS) issued Revenue Procedure 2025-31. The guidance provides a safe harbor under which certain publicly traded trusts may “stake” their...more
Perhaps not too surprising given the recent speech by SEC Chairman Paul Atkins that effectively cast doubt on the viability of precatory shareholder proposals if state law dictates that result and a company obtains a legal...more
Effective January 1, 2026, New York’s LLC Transparency Act imposing beneficial ownership reporting on New York LLCs and foreign LLCs authorized to do business in New York goes into effect. Despite the interim final rule...more
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more
Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and...more