10 For 10: Top Compliance Stories For the Week Ending December 6, 2025
Compliance Tip of the Day: M&A-Pre-Acquisition: Final Lessons
From the Editor’s Desk: Compliance Week’s Insights and Reflections for November and into December 2025
Compliance and AI: Navigating the Challenges and Opportunities of Agentic AI in Compliance
AI Today in 5: December 5, 2025, The AI Doesn’t Know How to Learn Edition
Daily Compliance News: December 5, 2025, The White Collar Criminal Enterprise Edition
Regulatory Ramblings: Episode 83 - Hong Kong’s New Protection of Critical Infrastructures (Computer Systems) Ordinance
Employee Benefits and Executive Compensation Preparing for 2026 – Mandatory Roth and Optional Super Catch-Up Contributions — Troutman Pepper Locke Podcast
Practical IP Lessons From the Field Part One: Protecting Innovation in Oil & Gas - Energy Law Insights
Everything Compliance: Episode 162, The Numbers, Numbers, Numbers Edition
Compliance Tip of the Day - M&A - Pre-Acquisition: Reviewing Financial and Operational Data
AI Today in 5: December 4, 2025, The Microsoft Blips Edition
Daily Compliance News: December 4, 2025, The End of the Pyramid Edition
Project Catalyst: An Economic Development Podcast | Episode 18: The Triad’s Economic Momentum with Marvin Price of the Greensboro Chamber of Commerce
No Password Required: Founder of ThreatLocker and the Zero-Trust Revolution
Great Woman in Compliance: GWIC Joins Everything Compliance
Strategies for Mitigating Data Center Development Delays - Data Centers Series
Compliance Tip of the Day – M&A-Pre-Acquisition: Evaluating Compliance Program and Culture
AI Today in 5: December 3, 2025, The Code Red Edition
Compliance into the Weeds: Understanding SFO Guidance and Compliance Program Assessments
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance stories you need to know to end your busy week. Sit...more
Earlier this week, Securities and Exchange Commission Chair Atkins gave remarks that provided a perspective on measures intended to promote capital formation. Speaking at the New York Stock Exchange, of course, he noted the...more
According to the United State Census Bureau’s 2022 Annual Business Survey, over half of the business owners in the United States are 55 years of age or older. In Ohio, this percentage is even higher, with 56.2% of businesses...more
On October 3, 2025, in In re FirstEnergy Corp., the U.S. Court of Appeals for the Sixth Circuit vacated a district court order that, if permitted to stand, would have required wholesale production of materials generated in an...more
On 3 December 2025, EFRAG provided its technical advice on draft simplified European Sustainability Reporting Standards (“ESRS”) to the European Commission. The revised ESRS deliver a “reduction of burden for companies” under...more
The New York LLC Transparency Act (NYLTA), New York’s version of a beneficial-ownership disclosure law, remains scheduled to take effect on January 1, 2026. It will require both limited liability companies (LLCs) formed in...more
On 4 December 2025, ASIC published Report 827, Insights from the ASIC Whistleblower Questionnaire: July 2024 to June 2025 (Report). The Report sets out the findings of a questionnaire conducted by ASIC into the whistleblowing...more
In today’s complex business world, it is imperative that companies understand the importance of corporate governance. Today, more than ever, companies are facing increased scrutiny and rising expectations from their...more
ISS updated its benchmark proxy voting policies on November 25, 2026. The updates applicable to U.S. companies are briefly summarized below. ...more
To get the most out of time together in the boardroom, management and the board need to leverage the time spent outside of the board room. In an interview with The Informed Board, Simone Wu, a director of Alarm.com, discusses...more
Yesterday evening, European Parliament and Council negotiators reached a provisional political agreement on a one-year postponement of the EU Deforestation Regulation for all businesses, plus additional targeted changes...more
On September 17, 2025, the Securities and Exchange Commission (SEC) announced that the presence of a mandatory arbitration provision in a company’s governing documents will not impact the agency’s decisions about whether to...more
In the November 2025 Budget, the UK government confirmed that His Majesty’s Revenue and Customs (HMRC) will be introducing a “US-style” whistleblower incentive scheme (Scheme) in the UK....more
The old saying that “Independent Directors are like parsley on a fish: technically they are there, but they are largely decorative” is now very much defunct in the context of the Cayman Islands (re)insurance industry....more
Shock. Grief. Dismay. Desperation. Just a few of the emotions I have encountered during countless phone calls and meetings with stakeholders in the hemp industry since the federal government enacted a law that would...more
Yesterday, Glass Lewis released its Benchmark Policy changes for 2026, which are included in this 90-page document...more
US public companies are gearing up for the 2026 proxy season. In this post, we take a look at some of the legal and other developments that will influence environmental and social proposals and company responses....more
On 26 November 2025, the UK Serious Fraud Office (SFO) published guidance on ‘when, why and how’ it will evaluate corporate compliance programmes (the Compliance Guidance)....more
On November 10, 2025, the US Department of Justice (DOJ) entered into a two-year deferred prosecution agreement (DPA) with a foreign telecommunications company, marking the first criminal corporate resolution since the Trump...more
In all of the SFO’s corporate prosecutions and Deferred Prosecution Agreements to date for failure to prevent bribery, there are common themes. One of these is that although the organisations had some policies and procedures...more
Following consultation earlier this year, the Takeover Panel has published a response statement adopting amendments to the Takeover Code concerning dual class share structures (DCSS), IPOs, and share buybacks. ...more
The clock will soon start ticking for compliance with New York’s Limited Liability Company Transparency Act (the “NY LLCTA” or the “NY Act”), scheduled to take effect on January 1, 2026. Although not yet signed into law by...more
In this episode of ‘The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss top stories from Compliance Week in November, look at...more
If you’re planning to hang your own shingle, chances are you are doing it alone; according to Forbes, only 22 percent of small business owners have mentors when they start....more
What is the intersection of AI and compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by...more