AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
AI Today in 5: February 4, 2026, The SaaSpocalypse Edition
Compliance into the Weeds: The Reality of AI Adoption in Corporate Compliance
Daily Compliance News: February 4, 2026, The Trump Shakesdown Japan Edition
Innovation in Compliance: Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah
AI Today in 5: February 3, 2026, The AI Undergrad Degree Edition
Daily Compliance News: February 3, 2026, The Pizza Hut and Compliance Edition
AI Today in 5: February 2, 2026, The On Thin Ice Edition
FCPA Compliance Report: Navigating Security Threats In Venezuela with Marc Duncan - A Comprehensive Approach to Risk Management
Daily Compliance News: February 2, 2026, The Only 8 Cups of Coffee Per Day Edition
Sunday Book Review: February 1, 2026, The Top Books on Whistleblowers Edition
31 Days to a More Effective Compliance Program: Day 31 - Leveraging RCA for Effective Compliance
31 Days to a More Effective Compliance Program: Day 30 - The Foreign Extortion Prevention Act
2 Gurus Talk Compliance - Episode 69 - The Wind Kristy Up Edition
AI Today in 5: January 30, 2026, The Building Regulatory Trust Edition
Compliance and AI: Understanding AI and Cyber Risk Management with Yakir Golan
Daily Compliance News: January 30, 2026, The Super Charged Hiring Pool Edition
31 Days to a More Effective Compliance Program: Day 29 - Enhancing Compliance through Automation
The State of New York is once again taking Policy 103 Exemption Applications from municipal bond issuers and will pursue enforcement actions against issuers that fail to comply with timely filing of their applications, ending...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
On January 28, the U.S. Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets issued a joint statement explaining how existing...more
In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Aaron Nicodemus to discuss highlights from the recent Compliance Week AI Conference. Key takeaways include the importance of understanding the purpose and...more
On this Ropes & Gray podcast—the first in a two-part series venturing “inside the house” to draw on experiences and ideas—partner Amanda McGrady Morrison, global co-chair of the firm’s private capital transactions practice,...more
In 2025 there was a significant shift in federal regulatory and enforcement priorities impacting issuers’ financial reporting, shareholder engagement, and corporate governance around ESG, AI, DEI, and crypto, among other...more
Massachusetts AG Andrea Joy Campbell filed a lawsuit against Bitcoin Depot Operating LLC and its parent, Bitcoin Depot, Inc. (collectively, “Bitcoin Depot”), alleging the company violated the Massachusetts Consumer Protection...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
Key Takeaways: California's Fair Investment Practices by Venture Capital Companies Law (the “FIPVCC Law”) imposes registration and reporting requirements on certain venture capital companies with a California nexus....more
Whilst the last couple of years have seen many UK plcs executing share buybacks - to such an extent that during an 18-month period, FTSE 350 issuers bought back £78bn of shares and the FCA published a multi-firm review - 2026...more
A “short attack” is a campaign in which a short seller publishes a critical report about a target company in order to profit from the ensuing decline in the company’s share price....more
On January 23, 2026, the Staff of the U.S. Securities and Exchange Commission (the "Staff") issued updated guidance that provides greater flexibility for public companies conducting the required "broker search" in connection...more
Washington has long been viewed as a tax-efficient jurisdiction, historically imposing no personal income tax on individuals. In 2021, the Washington State Legislature enacted a capital gains tax law, taking effect for gains...more
Recently, Corp Fin issued a slew of new and revised CDIs and New Question 133.02 states that Corp Fin recognizes that the “broker search” may be completed in less than 20 business days prior to record date....more
This horizon scan sets out the main legal and regulatory developments (not including tax) that European managers should look out for in the coming months. In our full analysis, we have categorised topics under the following...more
We are pleased to present our latest analysis on the public M&A market in Germany for 2025. This comprehensive report, prepared by A&O Shearman, provides an in-depth overview of the market developments and key trends that...more
On January 15, 2026, the New York State Attorney General (NYAG) filed a civil suit against the former CEO of Emergent BioSolutions Inc. (Emergent), Robert G. Kramer, alleging that his sales of company shares pursuant to a...more
In our latest edition of MoFo’s Quarterly Federal Securities and Corporate Litigation Newsletter, we provide a rundown of select developments from the fourth quarter of 2025, including: • An Eleventh Circuit revival of a...more
In a significant victory for policyholders, the Delaware Supreme Court rejected three insurers' attempts to apply their Directors and Officers ("D&O") liability policies' so-called "bump-up" exclusion to bar coverage for...more
In 2025, the U.S. digital asset landscape evolved more dramatically than in any year since the industry’s inception. A pro‑innovation White House, an active Congress, and key regulators — including the U.S. Securities and...more
On December 19, 2025, the Market Participants Division (MPD) of the U.S. Commodity Futures Trading Commission (CFTC) issued a no-action letter (Letter) providing certain private fund managers with temporary relief from the...more
Recent SEC Administration Changes - SEC Announces Departure of OIEA Director Lori J. Schock - The Securities and Exchange Commission (the “SEC”) announced that Lori J. Schock, who had served as the Director of the Office...more
In this report, we explore how MiFID II inducements requirements apply to firms and their counterparties in common scenarios. The MiFID II inducements regime is complex and can cause confusion. Not only do different...more
On 29 January 2026, Katten sponsored the London Tokenisation Summit (TOK26) in London, bringing together leading voices in digital assets and tokenisation. Chris Collins, a partner in our London Financial Markets and...more
The European Commission’s (Commission) clarifications, published on ESMA’s Q&A tool in December 2025, deliver the most authoritative guidance to date on the operation of ELTIF 2.0 and the ELTIF RTS. The responses provide...more
