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AIM United Kingdom Financial Conduct Authority (FCA)

BCLP

Executive Pay – what to consider for FY 2020/21

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Executive pay has been a hot topic for a number of years but the uncertainty created by the pandemic has resulted in an increased level of scrutiny of public company pay decisions and revised related proxy voting...more

Orrick, Herrington & Sutcliffe LLP

COVID-19 UK Update: AIM issue additional guidance and relax some rules for suspended companies

London’s Alternative Investment Market (AIM) have announced that until further notice, AIM Regulation will be applying discretion to the application of certain AIM Rules for companies and the AIM Rules for nominated advisers...more

BCLP

Changes for SME Growth Markets

BCLP on

On 11 December 2019, a Regulation amending the Market Abuse Regulation and the Prospectus Regulation was published. The aim of these amendments is to increase the attractiveness of SME Growth Markets by reducing some of the...more

Hogan Lovells

Corporate News - July 2018

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A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

Hogan Lovells

Which Market? Equity Capital Markets: (UPDATED)

Hogan Lovells on

Hogan Lovells Guide to the eligibility requirements and continuing obligations of admitting securities to the Premium, Standard and High Growth segments of the Main Market and AIM – (updated as at 1 January 2018). ...more

Hogan Lovells

Corporate News - December 2017

Hogan Lovells on

A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

Latham & Watkins LLP

FCA Confirms Reform to the UK IPO Process

Latham & Watkins LLP on

The new rules are designed to improve the availability of information during the UK IPO process. Key Points: ..New rules will be introduced from 1 July 2018 to change the timing and sequencing of the availability of...more

Hogan Lovells

Corporate News - November 2017

Hogan Lovells on

A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

Hogan Lovells

Corporate News – August 2017

Hogan Lovells on

FCA proposes a new premium listing category for sovereign controlled companies - On 13 July 2017, the Financial Conduct Authority published consultation paper CP 17/21 which proposes to create a new premium listing...more

A&O Shearman

FCA fines and makes restriction order against investor for market abuse

A&O Shearman on

In this decision report we review the FCA's final notice issued to Gavin Duncan Paul Breeze on 15 July 2016. Mr Breeze was an investor in, and a former non-executive director (NED) of, a mobile payment software...more

Morgan Lewis

UK Market Abuse Regime Extends Its Reach: Implications for Issuers

Morgan Lewis on

Companies trading on either the London Stock Exchange’s Main Market or AIM should ensure that their systems and procedures reflect changes to their disclosure and other obligations arising from the implementation of the new...more

A&O Shearman

Governance & Securities Law Focus: Europe Edition, July 2016

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In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates. ...more

Morgan Lewis

UK Market Abuse Regime Extends Its Reach: Implications for Market Participants

Morgan Lewis on

The new regime shares the same aims as its predecessor—to ensure the integrity of EU financial markets and enhance investor confidence—and keeps pace with market developments such as new trading platforms, new technology, and...more

Cooley LLP

Alert: The Market Abuse Regulation

Cooley LLP on

Overview for AIM Companies - The Market Abuse Regulation ("MAR") applies from 3 July 2016 and will mean a number of changes for AIM companies. The main practical issues to be aware of are listed below: - There...more

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