News & Analysis as of

Alternative Investment Fund Managers Directive (AIFMD) Financial Conduct Authority (FCA) EIOPA

A&O Shearman

Key Regulatory Topics: Weekly Update 29 November 2019 to 5 December 2019

A&O Shearman on

CONDUCT - GXFC announce priorities for updating the FX Global Code - On 4 December, the Global Foreign Exchange Committee (GFXC) announced its areas of focus for updating the FX Global Code. The GFXC discussed the feedback...more

A&O Shearman

Key Regulatory Topics: Weekly Update 31 May 2019 - 6 June 2019

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PUBLICATIONS - Up to Speed: No variation clauses now worth the paper they're written on A&O’s new “Up to Speed” article focuses on variation clauses. Variation clauses are often referred to as no oral modification or NOM...more

Proskauer Rose LLP

Regulation Round Up - May 2019

Proskauer Rose LLP on

1 May - The Financial Conduct Authority ("FCA") published a call for input on its evaluation of the Retail Distribution Review and Financial Advice Markets Review. The Prudential Regulation Authority ("PRA") published...more

A&O Shearman

Key Regulatory Topics: Weekly Update 22 February to 28 February 2019

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BREXIT- Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 made On 28 February, the Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 were...more

A&O Shearman

Key Regulatory Topics: Weekly Update 15 February 2019 - 21 February 2019

A&O Shearman on

BREXIT - Draft Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 laid before Parliament - On 21 February, a draft version of the Financial Services (Miscellaneous) (Amendment) (EU Exit)...more

A&O Shearman

Key Regulatory Topics: Weekly update 28 Sept - 4 Oct

A&O Shearman on

BREXIT - Please refer to the Insurance section for an update on LMA model clauses on Brexit and placing of risks after 1 January 2019. Please refer to the Other Developments section for an update regarding the FCA Chair...more

A&O Shearman

Key Regulatory Topics: Weekly Update, 3-9 August 2018

A&O Shearman on

BREXIT - Draft Short Selling (Amendment) (EU Exit) Regulations 2018 - On 9 August, HMT published a draft version of the Short Selling (Amendment) (EU Exit) Regulations 2018 and an explanatory information document....more

A&O Shearman

Key Regulatory Topics: Weekly Update - 7 July 2017 – 13 July 2017

A&O Shearman on

BREXIT - Brexit - EU (Withdrawal) Bill published - On 13 July, the DExEU published the European Union (Withdrawal) Bill (Bill), which: (i) repeals the ECA 1972; (ii) converts EU law into UK law where appropriate; and...more

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