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Amended Regulation Cooling-Off Rule

Smith Anderson

SEC Adopts Amendments to 10b5-1 Plans

Smith Anderson on

On December 14, 2022, the Securities and Exchange Commission (SEC) unanimously voted to adopt amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (Exchange Act), adding new conditions to the availability of...more

Ballard Spahr LLP

FTC Increases Exclusionary Limit for Certain Door-to-Door Sales

Ballard Spahr LLP on

The Federal Trade Commission has adopted a final rule amending its Cooling-Off Rule to exclude from the Rule’s coverage door-to-door sales of consumer goods or services with a purchase price of $130 or more that are made at...more

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