News & Analysis as of

Amended Regulation Corporate Financing

Latham & Watkins LLP

FINRA Issues Guidance and Sets Implementation Dates for Corporate Financing Rule Amendments

Latham & Watkins LLP on

The amendments modernize, restructure, and streamline Rule 5110. On March 20, 2020, the Financial Industry Regulatory Authority, Inc. (FINRA) published Regulatory Notice 20-10 (RN 20-10), which provides additional guidance...more

1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide