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Amended Regulation Municipal Bonds

Dorsey & Whitney LLP

SEC Adopts Rule Amendments to Improve Municipal Securities Disclosure

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On August 20, in response to the recent trend of issuers and obligated persons increasingly using direct purchases of municipal securities and direct loans (“bank placements”) as alternatives to public offerings, the...more

Burr & Forman

Municipal Conduct Rule G-42 Effective June 23

Burr & Forman on

The MSRB’s amended Rule G-42 becomes effective June 23, prescribing new conduct standards for municipal advisors and for the underwriters working with them. In advance of the effective date, the MSRB has published...more

Goodwin

Financial Services Weekly News - October 2015 #3

Goodwin on

Regulatory Developments: FINRA Requests Comment on Rules Relating to Financial Exploitation of Vulnerable Adults - On Oct. 15 FINRA published Regulatory Notice 15-37, requesting comment on proposed amendments to...more

Butler Snow LLP

New MSRB Rule Will Increase Available Information Regarding Trades of Municipal Securities

Butler Snow LLP on

Last month, the Securities and Exchange Commission (the “SEC”) approved amendments by the Municipal Securities Rulemaking Board (the “MSRB”) to MSRB Rule G-14 regarding the reporting of trades of municipal securities. These...more

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