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Apple Excessive Fees

Cozen O'Connor

The State AG Report – 2.3.2022

Cozen O'Connor on

The State AG Report – 2.3.2022 Here are last week’s curated AG and federal regulatory news stories highlighting key areas in which state and federal regulators’ decisions are having an impact across the US:... ...more

Dorsey & Whitney LLP

SEC Sanctions Brokers For Not Obtaining Best Execution

Dorsey & Whitney LLP on

Rochdale Securities LLC, at one time a small Commission registered broker-dealer based in Stamford, Connecticut, is perhaps best known as the firm where a registered representative and his customer placed orders for over 1.6...more

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