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Artificial Intelligence › Recordkeeping Requirements › Commodities Futures Trading Commission

Akin Gump Strauss Hauer & Feld LLP

CFTC’S Year-End AI “Placeholder” Guidance

Akin Gump Strauss Hauer & Feld LLP on

On December 5, 2024, the Staff of every market-facing division of the U.S. Commodity Futures Trading Commission (CFTC) issued a joint “Staff Advisory” on the use of artificial intelligence in CFTC-regulated markets and...more

Morrison & Foerster LLP

Significant Investment Adviser Regulatory Developments in 2024

Morrison & Foerster LLP on

Alongside the rapid pace of Securities and Exchange Commission (SEC) rulemaking, the SEC and its Staff continue to shape regulatory obligations for investment advisers in 2024 through guidance, alerts, enforcement actions,...more

Davis Wright Tremaine LLP

Broker Dealer Regulatory Digest - August 2023

Davis Wright Tremaine LLP on

The following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services regulatory agency, specifically focusing on:...more

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