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Asset Management Cybersecurity Financial Institutions

Ropes & Gray LLP

Ropes & Gray’s Investment Management Update October – November 2024

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The following summarizes recent legal developments of note affecting the mutual fund/investment management industry. On October 21, 2024, the SEC Division of Examinations (“EXAMS”) published its annual Examination Priorities...more

Hogan Lovells

UK FCA Discussion Paper on updating and improving the UK regime for asset management

Hogan Lovells on

The Financial Conduct Authority has published a discussion paper, ‘Updating and improving the UK regime for asset management’, requesting views on the current UK regime for regulating funds and asset managers. The discussion...more

Alston & Bird

NYDFS Releases Significant Enhancements to its Cybersecurity Regulation in the Proposed Second Amendment

Alston & Bird on

The New York Department of Financial Services (“DFS”) released their proposed second amendment to the Cybersecurity Regulation, 23 NYCRR Part 500 (“Proposed Second Amendment”) on October 9, 2022....more

Goodwin

Fintech 2020: A Global Survey on the State of Financial Technology

Goodwin on

Letter from Our Co-Chairs - As the digital transformation of financial markets accelerates at breakneck speeds, fintech presents significant opportunities and challenges for both investors and innovators around the world. ...more

Akin Gump Strauss Hauer & Feld LLP

In Principle - 10 Things Authorised Firms Need To Know For 2019

In the 2018 edition of this publication, we ended the introduction with the line, “We can only hope that we will enter 2019 with greater certainty than 2018 as to how the regulatory landscape will look.” Unfortunately,...more

Robinson+Cole Data Privacy + Security Insider

NIST issues draft IT Asset Management special publication

The National Cybersecurity Center of Excellence (NCCoE) has issued its draft practice guide entitled “IT Asset Management” designed for the financial sector. The comment period for the guide is open through January 8,...more

Robinson+Cole Data Privacy + Security Insider

NIST seeks comments on Guide to Help Financial Sector Manage IT Assets

The National Cybersecurity Center of Excellence is seeking comments on a draft practice guide, entitled “IT Asset Management (Special Publication 1800-5a)” which is “designed to help the financial services industry monitor...more

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