Compliance into the Weeds: Settlement of OCC Charges for Wells Fargo Internal Auditors
Hospice Insights Podcast - Controlling the Narrative: A New Tactic for Auditors and ALJs
5 Key Takeaways | 2024 Emerging Trends: Delaware Unclaimed Property VDA and Multistate Audits
Hospice Audit Series | Audit Overlap: Connections and Contradictions Among Audits, Auditors and What to Do About Them
Hospice Audit Series: The Second Guessing of Billed Hospice Physician Visits
Compliance Perspectives: Compliance Challenges in India
Compliance into the Weeds-Episode 51, the PCAOB and Compliance
Episode 155-Mara Senn on FCPA Investigations and the Decision to Self-Disclose
Homebuilder Series Webinar: Fiduciary Duties & Auditor Liability
Conducting Corporate Internal Investigations
Learn the keys to effective compliance auditing and monitoring - The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and...more
For a compliance program to be successful, it's essential to monitor performance on an ongoing basis, and periodically stop and audit your efforts. Join us on September 17, 2024 for the Compliance Auditing and Monitoring...more
The newly released Institute of Internal Auditors (IIA) Global Internal Audit Standards become effective 9 January 2025, which gives internal audit departments a year to consider the implications of the new standards and...more
HCCA's Healthcare Research Compliance Academy is a three-and-a-half-day comprehensive training program with a focus on the topics and issues that affect research compliance professionals. Our faculty of experienced...more
This three-and-a-half-day, classroom-style learning experience is designed for compliance professionals ready to advance their career by mastering the fundamentals of compliance program management in a healthcare setting....more
Is your organization’s compliance program set up for long-term success? For a compliance program to be successful, it's essential to monitor performance on an ongoing basis, and periodically stop and audit your efforts....more
Learning Objectives - How to risk rate third parties - How to conduct a third-party audit - Corruption indicators to identify during an audit...more
Learning Objectives: - Creating an audit and monitoring program as part of an effective compliance program. - When and how to use limited resources to maximize your program - Presenting your audit and monitoring...more
Regulated securities firms need to take significant actions to ensure that their company is complying with the legal requirements set out by regulations promulgated by the U.S. Securities and Exchange Commission (SEC) and the...more
The report is the culmination of an internal audit, where the internal auditors describe what they found, provide evidence of the issues that were detected, and the corrective action that they recommend to fix them. The...more
Learning Objectives: - Discuss the pros and cons of traditional documentation review methodologies; - Identify alternate and innovative auditing strategies to improve auditing results; and - Apply real-life lessons...more
The Public Company Accounting Oversight Board (PCAOB) announced on August 26, 2022, that it has signed a Statement of Protocol (SOP) Agreement with the China Securities Regulatory Commission (CSRC) and China’s Ministry of...more
Is your organization’s compliance auditing and monitoring program effective? For a compliance program to be effective, it's essential to monitor performance on an ongoing basis, and periodically stop and audit your...more
Learning Objectives: - Audit workplan development. - What auditors should consider before they begin an audit. - Internal auditor conduct - How auditors should approach sampling - What to review during an audit...more
May is International Internal Audit Awareness Month. During this time, the Institute of Internal Auditors (IIA) encourages members, chapters, and institutes around the world to promote the value and critical role of internal...more
Attend SCCE’s annual conference for those who manage compliance at higher education institutions. Learn best practices and strategies, ask questions of the speakers, and share ideas with other attendees. The 2021 virtual...more
Make sure you’re fully equipped to manage compliance risks in the nonprofit sector - Nonprofit organizations are exposed to a diverse universe of compliance risks, including many that are unique to the nonprofit sector....more
Whether you are a director, or a member of an in-house legal, human resources, or internal audit team, there are sensitive scenarios that occur daily in companies and charitable organizations across industries that trigger...more
Main Points Covered: - Link the US Department of Justice evaluation of Corporate Compliance Programs Guidance Documents updated in April 2019 to the importance of having the right staff on your team - Identify the...more
Please join McDermott and Grant Thornton on Thursday, May 28, for a webinar training on anti-corruption and compliance. This training will discuss the auditing standards on illegal acts by clients and the auditor’s...more
Due to the COVID-19 pandemic, our Research Compliance Conference will be held virtually. Attendees will enjoy Research compliance sessions and industry updates in an interactive, online experience, plus have the opportunity...more
In previous blog posts, we have discussed PCAOB Staff Guidance on the basics of critical audit matters (CAMs), the determination of CAMs and the methodologies for CAMs compliance. In a recent PCAOB Staff Guidance,...more
Suppose you are selling a service with some success. You want to increase sales, but how? You could promote the value of your services, but some may disagree and others may be indifferent. A more certain solution would be...more