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Benefit Plan Sponsors › Brokerage Accounts › Retirement Plan

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

The problem with SDBAs are still there

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

The federal Thrift Savings Plan will allow participants to allocate some of their assets through a self-directed brokerage account (SDBA) this summer....more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Make sure you do those brokerage windows correctly

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

A character in This Is Spinal Tap said it best: “there is a fine line between being clever and being stupid.”...more

Williams Mullen

PODCAST: Williams Mullen's Benefits Companion - Are Brokerage Windows Right for Your Retirement Plan?

Williams Mullen on

On this episode of Williams Mullen's Benefits Companion, host Brydon DeWitt is joined by Ken Barnes, Financial Advisor with SageView Advisory Group, for a discussion about using self-directed brokerage windows in retirement...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Self-Directed Brokerage Account were also up for 2020 Q4

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

It’s a known fact that I don’t care for self-directed brokerage accounts in 401(k) plans, but I won’t act as a censor for good news....more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

A self-directed brokerage account is still something to be wary of

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

I’m wary of self-directed brokerage account because I still concerned about the fiduciary issues, as well as the fact that I still don’t think participants do better with them in terms of financial growth....more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

My long running issues against self-directed brokerage accounts

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

I used to joke that the only clients that used to ask about self directed brokerage accounts were medical practices and law firms. I stopped telling the joke when so many advisors told me that was the truth. My opinion about...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

The Problem With Choice in 401(k) Plans

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

In life, giving people a wide variety of choices is a good thing. However, when it comes to daily valued 401(k) plans, too many choices isn’t a good thing. It sounds counter-intuitive, but too many choices offered to plan...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Advisors Advantage - July 2015

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

In This Issue: - How Retirement Plan Advisors Can Benefit From Any New DOL Fiduciary Rule - Avoid Other Providers Who Are The Sticks in the Wheels of Progress - Sometimes It's Just Words - Never...more

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