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C-Suite Executives Compliance Government Investigations

Bass, Berry & Sims PLC

[Event] Inaugural D.C. Compliance & Government Investigations Seminar - April 8th, Washington, DC

Bass, Berry & Sims PLC on

We are pleased to invite you to the inaugural D.C. Compliance & Government Investigations Seminar, hosted by Bass, Berry & Sims in collaboration with Watermark Strategies. This complimentary seminar will build upon the...more

K&L Gates LLP

What the C-Suite and Board Should Know About the New CCO Certification Requirement from DOJ

K&L Gates LLP on

U.S. Department of Justice (DOJ) Deputy Attorney General Lisa Monaco presented a new policy at a Securities Industry and Financial Markets Association event that requires chief compliance officers (CCO) to certify that...more

Thomas Fox - Compliance Evangelist

What Can You Learn in the First Inning?

You might figure that the year I decide to jump back on the Houston Astros bandwagon, they go back in the tank. Last year they were one game away from the American League (AL) Championship. This year they have the third worst...more

Tucker Arensberg, P.C.

Department of Justice Issues Guidance on Corporate Investigations and Executive Accountability

Tucker Arensberg, P.C. on

On September 9, 2015, Sally Quillar Yates, Deputy Attorney General of the Department of Justice (DOJ) issued a memo entitled “Individual Accountability for Corporate Wrongdoing” to address the issue of incentivizing...more

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