Le 10 décembre 2020, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont publié l’Avis 55-317 du personnel des ACVM : Régimes d’aliénation de titres automatique (l’« Avis 55-317 »), lequel fournit aux émetteurs...more
On December 10, 2020, the Canadian Securities Administrators (CSA) issued Staff Notice 55-317 Automatic Securities Disposition Plans (SN 55-317), providing recommendations for issuers and insiders on the establishment,...more
On October 24, 2019, the Canadian Securities Administrators (CSA) announced that it is undertaking a review of Automatic Securities Disposition Plans (ASDPs). ASDPs allow company insiders to sell their company securities...more
Former Portfolio Manager’s Conviction for Insider Trading Upheld by Federal Appeals Court Despite Same Court’s Prior Contrary Reasoning: Last week, a three-judge panel of the federal appeals court in New York upheld the...more
Securities enforcement activities in Canada are overseen by several agencies, including the Canadian Securities Administrators, the Investment Industry Regulatory Organization of Canada, the Ontario Securities Commission, the...more
In a just-released decision, the Ontario Securities Commission found that a number of individuals engaged in insider trading, acted contrary to the public interest, and misled the Commission during the course of an...more