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Commodities Futures Trading Commission FinTech

The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from... more +
The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from fraud, abuse, and systemic risk associated with derivatives subject to the Commodities Exchange Act. In 2010, as a result of the Frank-Dodd Wall Street Reform and Consumer Protection, the Commission’s role was expanded to include drafting rules for regulating the swaps marketplace. less -
Paul Hastings LLP

What You Should Know About the CFTC, Part 3: Looking Forward

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In Part 3 of this three-part series, we address the current outlook of the CFTC and how it may evolve given changes in leadership. In late October, the Trump administration nominated Michael Selig to serve as the new CFTC...more

DLA Piper

Blockchain and Digital Assets News and Trends – October 2025

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This periodic bulletin is designed to help companies identify important legal developments governing the use and acceptance of blockchain technology, smart contracts, and digital assets....more

Troutman Pepper Locke

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – October 2025 # 4

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To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week....more

Ropes & Gray LLP

Crypto Quarterly: Digital Assets, Blockchain, and Related Technologies Update

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The landscape of government enforcement, private litigation, and federal and state regulation of DIGITAL ASSETS, BLOCKCHAIN, AND RELATED TECHNOLOGIES is constantly evolving. Each quarter, Ropes & Gray attorneys analyze...more

Seward & Kissel LLP

Gone in 60 Seconds

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Late on October 10, 2025, a cascade of events led to a crash of cryptocurrency markets. While the main source of the crash is still in dispute (Was it a deliberate attack? A systemic failure? Too much leverage? Lack of...more

Troutman Pepper Locke

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – October 2025 # 2

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To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week....more

Katten Muchin Rosenman LLP

SEC Chairman Paul Atkins Charts a New Regulatory Approach for Digital Assets

Securities and Exchange Commission (SEC) Chairman Paul S. Atkins promoted a forward-looking regulatory agenda centered on innovation, market competitiveness, and long-term predictability at the Futures and Derivatives Law...more

Katten Muchin Rosenman LLP

CFTC Acting Chairman Pham Outlines a Technology‑Neutral Approach to Digital Assets and Agency Modernization

At the Futures and Derivatives Law Report Digital Asset Leadership Summit, Commodity Futures Trading Commission (CFTC) Acting Chairman Caroline D. Pham described a measured and practical approach to digital assets and market...more

Paul Hastings LLP

SEC Issues No-Action Letters, SEC-CFTC Host Joint Roundtable, SEC Chair Outlines IPO Reforms and California and New York Release...

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The past week saw significant regulatory activity, reflecting growing momentum toward inter-agency coordination and the modernization of U.S. financial oversight. The SEC issued two no-action letters — one addressing the use...more

Katten Muchin Rosenman LLP

Breaking Barriers: SEC-CFTC Host Historic Harmonization Roundtable

In what the agencies are touting as “a new era of collaboration” and “a new day for US capital markets,” the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) held a historic joint...more

Troutman Pepper Locke

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – September 2025 # 5

Troutman Pepper Locke on

To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week....more

Paul Hastings LLP

Congress Encourages Retirement Access to Alternative Assets, Treasury Launches Stablecoin Rulemaking and US–UK Taskforce Announced

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Last week’s developments highlight continued momentum in digital asset and financial innovation policy across Congress and federal agencies. On Capitol Hill, House lawmakers encouraged the SEC to support implementation of the...more

Benesch

Cryptocurrency Summer 2025 Roundup: What You Missed & What’s Ahead

Benesch on

Congress passed the GENIUS Act in July, the first comprehensive U.S. federal law regulating stablecoins. Most notably, the GENIUS Act eliminates ambiguity by defining stablecoins as not a security or commodity....more

Troutman Pepper Locke

CFTC Seeks Public Feedback on Tokenized Collateral and Stablecoins Initiative

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On September 23, Acting Chairman of the Commodity Futures Trading Commission (CFTC) Caroline Pham announced the launch of an initiative focused on the use of tokenized collateral, including stablecoins, in derivatives...more

Hogan Lovells

The Payments Newsletter including Digital Assets & Blockchain, September 2025

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Key developments of interest over the last month include: the UK government’s consultation on consolidating the Payment Systems Regulator into the FCA to streamline oversight of payment systems; the South African Reserve...more

DLA Piper

Blockchain and Digital Assets News and Trends – September 2025

DLA Piper on

This periodic bulletin is designed to help companies identify important legal developments governing the use and acceptance of blockchain technology, smart contracts, and digital assets....more

Troutman Pepper Locke

Trump Administration’s Landmark Report on Digital Assets

Troutman Pepper Locke on

The Report authored by the Presidential Working Group on Digital Assets Markets (PWG), titled “Strengthening American Leadership in Digital Financial Technology,” along with the accompanying fact sheet, outlines several key...more

Jones Day

Senators Release Updated Discussion Draft of the "Responsible Financial Innovation Act of 2025"

Jones Day on

On September 5, 2025, Senators Tim Scott (R-SC), Cynthia Lummis (R-WY), Bill Hagerty (R-TN), and Bernie Moreno (R-OH) released an updated discussion draft of the "Responsible Financial Innovation Act of 2025" ("RFIA"), which...more

Latham & Watkins LLP

SEC and CFTC Announce Harmonization Initiative and New Crypto Developments

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The agencies pledge to “usher in a new era of innovation” through a collaboration on rules and exemptions that aims to provide digital asset markets with clarity....more

Morgan Lewis

Staff of CFTC and SEC Issue Joint Statement on Certain Crypto Asset Products

Morgan Lewis on

On September 2, 2025, the Securities and Exchange Commission (SEC) Division of Trading and Markets and the Commodity Futures Trading Commission (CFTC) Divisions of Market Oversight and Clearing and Risk (Divisions) issued a...more

Orrick, Herrington & Sutcliffe LLP

SEC and CFTC announce joint effort to harmonize crypto and market regulation

On September 5, the SEC and CFTC issued a joint statement outlining new regulatory coordination as the markets for securities and non-securities become increasingly intertwined. SEC Chair Paul Atkins and CFTC Acting Chair...more

Morrison & Foerster LLP

SEC and CFTC Invite Crypto Innovation and Announce Joint Roundtable

On September 2, 2025, the Divisions issued a joint statement announcing a cross-agency initiative to coordinate efforts regarding the process for enabling the trading of certain spot crypto asset products. This initiative is...more

Jones Day

Why Can't We Be Friends? The SEC and CFTC Vow More Cooperation

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On September 5, 2025, the Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") released a joint statement (the "Statement") outlining a renewed commitment to regulatory cooperation...more

Davis Wright Tremaine LLP

SEC and CFTC Call for Regulatory Harmonization Opportunities

On September 5, 2025, the SEC and CFTC issued a joint statement on regulatory harmonization opportunities and announced a joint SEC/CFTC roundtable to be held at the end of September. This release came on the heels of an...more

Pillsbury Winthrop Shaw Pittman LLP

SEC and CFTC Chairs’ Joint Statement Raises Prospect of Competitive Onshoring of Perpetual Derivatives

Securities regulators signaled an openness to “innovation exemptions” allowing U.S. perpetual contracts and leveraged crypto markets to become competitive with offshore markets....more

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