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Commodities Futures Trading Commission Prudential Regulation Authority (PRA)

The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from... more +
The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from fraud, abuse, and systemic risk associated with derivatives subject to the Commodities Exchange Act. In 2010, as a result of the Frank-Dodd Wall Street Reform and Consumer Protection, the Commission’s role was expanded to include drafting rules for regulating the swaps marketplace. less -
Paul Hastings LLP

Daily Financial Regulation Update -- Friday May 24, 2024

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May 23, 2024- The U.S. House of Representatives passed H.R. 5403, the CBDC Anti-Surveillance State Act, prohibiting the issuance of a U.S. Central Bank Digital Currency. May 23, 2024- U.S. House Financial Services...more

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Daily Financial Regulation Update -- Wednesday April 24, 2024

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April 23, 2024- The Commodity Futures Trading Commission (CFTC) approved final rules to amend its swap execution facility (SEF) regulations related to uncleared swap confirmations to address issues which have been...more

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Daily Financial Regulation Update -- Friday April 12, 2024

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April 11, 2024- U.S. House Financial Services Committee Chairman Patrick McHenry (R-NC) and U.S. Representative Brittany Pettersen (D-CO) introduced the bipartisan Ransomware and Financial Stability Act....more

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Daily Financial Regulation Update -- Wednesday, March 13, 2024

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March 12, 2024 - The U.S. Senate Committee on Banking, Housing, and Urban Affairs held a hearing entitled, "Examining Proposals to Address Housing Affordability, Availability, and Other Community Needs."...more

King & Spalding

Recent Enforcement Trends Regarding the Use of Off-Channel Communications on Personal Devices

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What U.K. Firms Need to Know - INTRODUCTION - Over the past decade, the use of messaging applications, such as WhatsApp, for business purposes as an alternative to traditional email has grown exponentially. Ease of use...more

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Daily Financial Regulation Update -- Wednesday, December 20 2023

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December 19, 2023- U.S. House Committee on Financial Services Chair Patrick McHenry (R-NC), Representative Warren Davidson (R-OH), Senator Rick Scott (R-FL), and Senator Mike Rounds (R-SD) led 76 of their colleagues in...more

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Daily Financial Regulation Update -- Wednesday, December 13, 2023

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December 12, 2023- The U.S. House Committee on Financial Services Subcommittee on Capital Markets held a hearing entitled, "Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing."...more

Paul Hastings LLP

Daily Financial Regulation Update -- Friday, December 8, 2023

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December 7, 2023- U.S. Senate Committee on Banking, Housing, and Urban Affairs Ranking Member Tim Scott (R-S.C.) and Banking Committee Republicans are calling on Federal Deposit Insurance Corporation Chairman Martin...more

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Daily Financial Regulation Update -- Friday, November 17, 2023

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November 16, 2023- The Financial Crimes Enforcement Network (FinCEN) has updated its Beneficial Ownership Information FAQs to include new questions about the reporting process, reporting companies, beneficial owners,...more

Paul Hastings LLP

Daily Financial Regulation Update -- Tuesday, November 7, 2023

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November 6, 2023- The Bank of England, Prudential Regulation Authority, and UK Financial Conduct Authority published their proposed approach to innovation in payments, money and money-like instruments. The proposals are...more

Paul Hastings LLP

Daily Financial Regulation Update -- Thursday, October 19, 2023

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October 18, 2023- The Federal Deposit Insurance Corporation Office of Inspector General published a report entitled, "FDIC Strategies Related to Crypto-Asset Risks" with the FDIC staff noting guidance forthcoming by...more

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Daily Financial Regulation Update -- Tuesday, October 3, 2023

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October 2, 2023- U.S. Department of the Treasury Assistant Secretary for Terrorist Financing and Financial Crimes Elizabeth Rosenberg gave remarks at the Association of Certified Anti-Money Laundering Specialists Assembly...more

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Daily Financial Regulation Update -- Thursday, July 27, 2023

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July 26, 2023- The Department of Justice, Department of Commerce's Bureau of Industry and Security (BIS), and the Department of the Treasury's Office of Foreign Assets Control (OFAC) issued a joint compliance note focusing...more

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Daily Financial Regulation Update -- Saturday, July 1, 2023

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June 30, 2023- The U.S. Department of the Treasury's Federal Insurance Office (FIO) has released its 2023 "Study of Small Insurer Competitiveness in the Terrorism Risk Insurance Marketplace."...more

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Daily Financial Regulation Update -- Thursday, May 18, 2023

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May 17, 2023 The U.S. Senate Committee on Banking, Housing, and Urban Affairs Subcommittee on Economic Policy held a hearing entitled, "Strengthening Accountability at the Federal Reserve: Lessons and Opportunities for...more

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Daily Financial Regulation Update -- Saturday, April 1, 2023

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March 31, 2023- U.S. Sen. Sherrod Brown (D-OH), Chairman of the U.S. Senate Committee on Banking, Housing, and Urban Affairs, and eleven members of the Banking and Housing Committee sent a letter to Treasury Secretary Janet...more

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Daily Financial Regulation Update -- Thursdsay, March 9, 2023

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March 8, 2023- Today, Julie Chavez Rodriguez, Senior Advisor to the President and Director of the White House Office of Intergovernmental Affairs, Ambassador Susan Rice, Assistant to the President and Domestic Policy...more

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Daily Financial Regulation Update -- Wednesday, March 1, 2023

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February 28, 2023- The U.S. Senate Committee on Banking, Housing, and Urban Affairs held a hearing entitled, "Advancing National Security and Foreign Policy Through Sanctions, Export Controls, and Other Economic Tools."...more

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Daily Financial Regulation Update -- Saturday, February 11, 2023

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February 10, 2023- The Department of the Treasury announced actions taken by the Committee on Foreign Investment in the United States (CFIUS) related to excepted foreign states (EFS). Specifically, CFIUS has determined that...more

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Daily Financial Regulation Update -- Wednesday, February 1, 2023

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January 30, 2023- The U.S. House of Representatives passed several pieces of bipartisan financial services legislation. Among the bipartisan bills passed are initiatives to combat the financial exploitation of seniors and...more

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Daily Financial Regulation Update -- Tuesday, January 24, 2023

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January 23, 2023- New York State Department of Financial Services Superintendent Adrienne A. Harris released Regulatory Guidance to better protect customers in the event of an insolvency or similar proceeding....more

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Daily Financial Regulation Update -- Friday, January 20, 2023

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Major Developments- Secretary of the Treasury Janet L. Yellen Sends Letter to Congressional Leadership on the Debt Limit- January 19, 2023- U.S. Secretary of the Treasury Janet L. Yellen sent a letter to all members of...more

Paul Hastings LLP

Daily Financial Regulation Update -- Thursday, December 1, 2022

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November 30, 2022- U.S. Sen. Sherrod Brown (D-OH), Chair of the Senate Banking, Housing, and Urban Affairs Committee, wrote to U.S. Treasury Secretary and Chair of the Financial Stability Oversight Committee (FSOC) Janet...more

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Daily Financial Regulation Update -- Friday, November 18, 2022

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November 17, 2022- The Federal Reserve Board published a paper entitled, "Sentiment in Bank Examination Reports and Bank Outcomes."...more

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Daily Financial Regulation Update -- Friday, October 28, 2022

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October 27, 2022- U.S. Deputy Secretary of the Treasury Wally Adeyemo participated in a virtual roundtable with key stakeholders on climate impact, equity and the Inflation Reduction Act....more

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