News & Analysis as of

Conflicts of Interest Regulatory Agenda Enforcement

K&L Gates LLP

In First Major Speech as Acting CFTC Chairman, Pham Describes Policy Priorities

K&L Gates LLP on

In a fireside chat at the ABA Futures & Derivatives Law Committee Winter Meeting on January 30th, Acting Chairman Caroline Pham shared her industry-friendly agenda for the Commodity Futures Trading Commission (CFTC). She...more

Proskauer - The Capital Commitment

Examining the SEC’s Slew of Recent Rules and Amendments

In a wave of SEC rulemaking this past year, representing a “new world order” event akin to Dodd-Frank, the SEC has provided itself with a fresh set of tools to increase regulatory and enforcement scrutiny on private funds....more

Snell & Wilmer

Congress Takes Aim at Organizational Conflicts of Interest for Government Contractors and Consultants

Snell & Wilmer on

A major issue faced by government contractors (at any tier) is the risk of organizational conflicts of interest (“OCIs”). To reform the OCI regulatory framework, Congress recently passed the Preventing Organizational...more

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