Compliance Perspectives: A New Tool for Applying the COSO ERM Framework to Compliance
Days to a More Effective Compliance Program-Day 22 | Assessing compliance internal controls
Day 19 of One Month to More Effective Internal Controls-COSO Objective V- Monitoring Activities
Day 18 of One Month to More Effective Internal Controls-COSO Objective IV: Information and Communication
Day 17 of One Month to More Effective Internal Controls-COSO Objective III: Control Activities
Day 16 of One Month to More Effective Internal Controls-COSO’s Objectives and Principles-Risk Assessments
Day 14 of One Month to More Effective Internal Controls-What is COSO?
Compliance into the Weeds-Episode 40, COSO ERM Framework Update
FCPA Compliance and Ethics Report-Episode 115-Tom Fox and Matt Kelly on COSO, Bruker Corp, Dallas Airmotive and Alstom
Address risk proactively with effective risk assessments - Do you want to learn valuable strategies for identifying and mitigating risk in your organization—without the time and budget commitments of travel? This...more
Do you want to learn valuable strategies for identifying and mitigating risk in your organization—without the time and budget commitments of travel? This virtual workshop provides the information and insights you’re...more
Welcome to a special five-part blog series on building a stronger culture of compliance, sponsored by Diligent. In this series I will visit with Yvette Hollingsworth-Clark, Viktor Cuijak, Jessica Czeczuga; Michael Parker; and...more
Welcome to Vinson & Elkins’ Securities and ESG Updates. Our aim is to provide insights into notable developments in securities reporting and the environmental, social and governance space over the quarter and, where...more
Do you want to learn valuable strategies for identifying and mitigating risk in your organization? This virtual workshop will give you a comprehensive look at how to perform better compliance risk assessments — an...more
Achieve your ESG goals in 2023 - Environment, Social, and Governance (ESG) is a top priority for organizations of all types and sizes, and it the compliance team is a key factor in the ESG equation. Much like regulatory...more
Get insight and guidance on conducting more effective risk assessments - Do you want to learn valuable strategies for identifying and mitigating risk in your organization? This virtual workshop will give you a...more
Learning Objectives: - Understand the relationships between Enterprise Risk Management (ERM), Internal Controls, and Compliance & Ethics Programs - Learn practical applications of ERM to Compliance Risk Management -...more
SCCE & HCCA have partnered with the Committee of Sponsoring Organizations of the Treadway Commission (COSO) to create guidance on the application of the COSO’s Enterprise Risk Management (ERM) framework to the management of...more
There has been much discussion over the years about the relationship between enterprise risk management (ERM) and compliance risk management. Making the discussions more complex has been a tendency to approach risk management...more
SCCE & HCCA has partnered with the Committee of Sponsoring Organizations of the Treadway Commission (COSO) to create guidance on the application of the COSO’s Enterprise Risk Management (ERM) framework to the management of...more
Report on Supply Chain Compliance 3, no. 1 (January 9, 2020) - The influential risk management and standards advisory organization, the Committee of Sponsoring Organizations of the Treadway Commission (COSO), will address...more
Find out everything you need to know before starting an ETRM system implementation. Over the last two decades many energy companies that engaged in the purchase and sale of commodities as a matter of course in transacting...more
Global companies need to actively work to prevent fraud and corruption. Fraud and corruption go hand-in-hand. To commit bribery, bad actors have to gain access to money for unauthorized (illegal) purposes. A failure to...more
The COSO Enterprise Risk Management (ERM) Framework was released last week. It provides an excellent structure for compliance practitioners and businesses to think through the entire lifecycle of risk management....more
In this episode Matt Kelly and I take a deep dive into the revisions to the COSO ERM Framework, which were based on comments by practitioners. We consider the role of culture and risk, the integration of the COSO ERM...more
Most companies do not adequately manage their reputations and the risks to their reputations. Too many companies are focused on “crisis” management, which is just another way to respond to a reputational risk that has already...more
Ed. Note-today we have a guest post from Jean-Michel Ferat ,CPA, CFF is a Managing Director in the Washington D.C office of the Claro Group around his views on the BHP Billiton enforcement action. Much has been made in...more