News & Analysis as of May 6, 2025

Cybersecurity › Outsourcing › Risk Management

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Follow this channel for advisories on one of the biggest threats to businesses today. Read a morning brief of fresh guidance and commentary by leading lawyers on security, privacy, risk... more +

Follow this channel for advisories on one of the biggest threats to businesses today. Read a morning brief of fresh guidance and commentary by leading lawyers on security, privacy, risk management, global regulations, data protection, leaks, hacking, cyber insurance, compliance, HIPAA, and every other aspect of cybersecurity of import to corporate readers right now. less -

The Devil Is in the Details: Key Thoughts on Compliance Provisions

Morgan Lewis - Tech & Sourcing on 2/11/2025

In the current, highly competitive, business landscape, businesses face the challenge of optimizing efficiency, enhancing productivity, and reducing costs, all while maintaining the quality of their services. One of the...more

Navigating Facilities Management Outsourcing in a Post-COVID World

Mayer Brown on 10/22/2024

The COVID-19 pandemic has significantly reshaped the facilities management (FM) outsourcing landscape. Companies have transitioned from fully office-based work to home-based work, and now to hybrid models, prompting a...more

2024 Regulatory Update for Investment Advisers

Miller Canfield on 1/12/2024

In 2023, the Securities and Exchange Commission issued various proposed rules on regulatory changes that will affect SEC-registered investment advisers (RIAs). Since these rules are likely to be put into effect, RIAs should...more

SEC Issues Updated Fall 2023 Regulatory Agenda

Seward & Kissel LLP on 12/13/2023

Who may be interested: Registered Investment Companies, Investment Advisers - Quick Take: The Office of Information and Regulatory Affairs, a division of the Office of Management and Budget, recently issued the Fall 2023...more

You Made the List: SEC’s Spring Agenda Would Impact Broker-Dealers

Faegre Drinker Biddle & Reath LLP on 6/27/2023

The SEC’s Office of Information and Regulatory Affairs recently released the Spring 2023 Unified Agenda of Regulatory and Deregulatory Actions (the Agenda). The word salad of a title hints at the fact the SEC is considering a...more

2023 Regulatory Update for Investment Advisers

Miller Canfield on 1/12/2023

In 2023, Registered Investment Advisers (“RIAs”) who are registered with the Securities and Exchange Commission (“SEC”) should be prepared for regulatory changes. These include proposed changes to rules governing RIA...more

FDIC Seeks Comment on Supervisory Approach to Examinations During Pandemic

Goodwin on 8/20/2021

In This Issue. The Federal Deposit Insurance Corporation (FDIC) is seeking information and comment regarding the FDIC’s supervisory approach to examinations during the pandemic; the FDIC’s tech lab, FIDTECH, announced a “tech...more

Supervision of Vendors When Outsourcing - The Buck Stops with FINRA Member Firms

BCLP on 8/18/2021

Key Takeaways: ..On August 13, 2021, FINRA issued Regulatory Notice 21-29 (“RN 21-29”) to remind member firms that they must establish and maintain an adequate supervisory system, including written supervisory procedures...more

ESMA Draft Guidelines on Outsourcing to Cloud Service Providers

Morgan Lewis - Tech & Sourcing on 7/22/2020

The European Securities and Markets Authority (ESMA) published its draft guidelines on outsourcing to cloud service providers on June 3. Steven Maijoor, the chair of ESMA, indicated that the purpose of the guidelines is to...more

What to Look for in a Middle Office Outsourcing Provider

Epiq on 2/14/2018

Many sources will offer advice on what to look for in a legal process outsourcing (LPO) provider. Features to look for include company longevity, client references, expertise with your size law firm and practices, reasonable...more

Cybersecurity 2.0: What’s Expected of Federally Regulated Financial Institutions

Blake, Cassels & Graydon LLP on 10/30/2015

As federally regulated financial institutions (FRFIs) expand their reliance on technology, employ progressively complicated and interconnected networks and systems, increase their electronic service offerings and collaborate...more

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